Revised List of Enforcement Actions

Note to Editors

Because of a clerical error, some identification numbers for earlier enforcement actions taken against national banks were reported incorrectly. Therefore, the revised list of enforcement actions follows. Please adjust your files accordingly.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should to be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Website located at http://www.occ.treas.gov/enforce.htm.

Formal Agreement, by Consent

No. Bank/City Date

South Dakota

97-91 Deuel County National Bank, Clear Lake 10/15/97

Oklahoma

97-111 First National Bank in Pawhuska, Pawhuska 09/12/97

Pennsylvania

98-5 The First National Bank of Port Allegany, Port 01/28/98

Texas

97-109 The National Bank of Madisonville, Madisonville 12/18/97

Civil Money Penalties, by Consent

No. Individual/Bank/City Date

Colorado

97-92 Robert W. Lewis, Wells Fargo Bank, N.A., Denver 12/17/97

Illinois

98-7 Sheldon Bernstein, Park National Bank and Trust of Chicago, Chicago 01/26/98

98-8 Robert Mills, Park National Bank and Trust of Chicago, Chicago 01/26/98

98-9 Alfred Roggeman, Park National Bank and Trust of Chicago, Chicago 01/26/98

98-10 Marianne Luczak, Park National Bank and Trust of Chicago, Chicago 01/26/98

Kansas

97-108 Dale Swenson, Tri-County National Bank, Washington 07/30/97

Maryland

98-6 Horacio Bernardo Rozenblum, Capital Bank, N.A., Rockville 01/30/98

Minnesota

97-104 John E. Herges, Stearns County National Bank, St. Cloud 12/30/97

97-105 Michael McNeil, Stearns County National Bank, St. Cloud 12/30/97

97-106 Norman Skalicky, Stearns County National Bank, St. Cloud 12/30/97

Personal Cease and Desist Order, by Consent

No. Individual/Bank/City Date

Colorado

97-92 Robert W. Lewis, Wells Fargo Bank, N.A., Denver 12/17/97

Illinois

98-9 Alfred Roggeman, Park National Bank and Trust of Chicago, Chicago 01/26/98

98-10 Marianne Luczak, Park National Bank and Trust of Chicago, Chicago 01/26/98

Maryland

97-107 Martin Rozenblum, Capital Bank, N.A., Rockville 12/02/97

98-6 Horacio Bernardo Rozenblum, Capital Bank, N.A., Rockville 01/30/98

Cease and Desist Order, by Consent

No. Individual/Bank/City Date

Texas

97-98 First National Bank of Newton, Newton 08/25/97

Personal Cease and Desist Order for Restitution, by Consent

No. Individual/Bank/City Date

Colorado

97-92 Robert W. Lewis, Wells Fargo Bank, N.A., Denver 12/17/97

Maryland

98-6 Horacio Bernardo Rozenblum, Capital Bank, N.A., Rockville 01/30/98

Removals/Prohibitions, by Consent

No. Individual/Bank/City Date

Arizona

98-3 Alta L. Hernandez, Norwest Bank Arizona, N.A., Phoenix 01/06/98

California

97-86 Shonn McRoyal, Bank of America, N.T. & S.A., San Francisco 10/17/97

97-97 Julie Nguyen, Bank of America, N.T. & S.A., San Francisco 08/25/97

Colorado

97-92 Robert W. Lewis, Wells Fargo Bank, N.A., Denver 12/17/97

Indiana

97-87 Kerri Schwomeyer, NBD Bank, N.A., Indianapolis 10/15/97

98-2 Stacy Howard, NBD Bank, N.A., Indianapolis 01/26/98

Louisiana

97-90 Luther P. Palumbo, Jr., Progressive National Bank of DeSoto Parish, Mansfield 11/08/97

Oklahoma

97-89 Georganna Townsend, People's National Bank, Checotak 04/03/97

Safety and Soundness Order, by Consent

No. Bank/City Date

Texas

97-103 Marble Falls National Bank, Marble Falls 10/17/97

Terminations of Enforcement Actions

No. Type/Bank/City/Old EA# Date

California

97-88 FA, Mercantile National Bank, Los Angeles, (EA #95-82 11/18/97

97-102 FA, Marathon National Bank, Los Angeles, (EA #95-47 12/31/97

Illinois

97-112 CO, First National Bank of Chicago, Chicago, (EA #95-1 10/17/97

Indiana

97-95 SE, NBD Bank, N.A., Indianapolis, (EA #979) 06/26/97

Maryland

97-94 SE, First National Bank of Maryland, Baltimore, (EA #983) 06/05/97

97-110 FA, Sequoia National Bank, Bethesda, (EA #95-11) 12/22/97

Michigan

98-4 FA, First Independence National Bank, Detroit, (EA #248) 01/16/98

Missouri

97-96 SE, UMB Bank, N.A., Kansas City, (EA #988) 07/18/97

Pennsylvania

97-93 SE, Mellon Bank, N.A., Pittsburgh, (EA #995) 06/05/97

Texas

97-113 Marble Falls National Bank, Marble Falls, (EA #97-113) 12/23/97