OCC Announces 18 New Enforcement Actions

WASHINGTON, DC — The Office of the Comptroller of the Currency (OCC) today announced 18 new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Website located at http://apps.occ.gov/EnforcementActions/.

Formal Agreements, By Consent

No. Bank/City Date

Colorado

99-99 First National Bank of Estes Park, Estes Park 12/29/99

Texas

99-100 Dave M. Boren, Inc., D.B.A. Management Information Resources, Lubbock 06/21/99

99-101 First National Bank of Rotan, Rotan 11/16/99

Personal Cease and Desist Orders, by Consent

No. Individual/Bank/City Date

Florida

99-103 Curtis Rethwisch, SunTrust Bank Central Florida, N.A., Orlando 12/31/99

North Carolina

99-102 Janie Robinson, Wachovia Bank, N.A., Winston-Salem 11/23/99

Civil Money Penalties, by Consent

No. Bank/City Date

New York

2000-1 The Park Avenue Bank, N.A., New York 01/04/00

Removals, by Consent

No. Individual/Bank/City Date

California

99-107 Teresa A. Pilon, Bank of America NT & SA, San Francisco 12/30/99

Mississippi

99-106 Donna K. Herrington, Deposit Guaranty National Bank, Jackson 12/31/99

North Carolina

99-108 Ivy Jackson, Wachovia Bank, N.A., Winston-Salem 12/17/99

Illinois

2000-2 Laura J. Araar, Bank One, N.A., Chicago 01/10/00

New Jersey

99-105 John C. Polk, Valley National Bank, Passaic 12/21/99

New York

99-104 Maria A. Troncoso, Union Chelsea National Bank, New York 12/21/99

Personal Cease and Desist Orders for Restitution, by Consent

No. Bank/City Date

California

99-107 Teresa A. Pilon, Bank of America NT & SA, San Francisco 12/30/99

Mississippi

99-106 Donna K. Herrington, Deposit Guaranty National Bank, Jackson 12/31/99

North Carolina

99-108 Ivy Jackson, Wachovia Bank, N.A., Winston-Salem 12/17/99

Terminations of Existing Enforcement Actions

No. Bank, City, Old EA# Date

Kansas

99-109 First National Bank of Holcomb, Holcomb, (Terminates 99-109) 08/04/99

Texas

99-97 First National Bank of Newton, Newton, (Terminates 97-98) 11/16/99

99-101 First National Bank of Rotan, Rotan, (Terminates 98-74) 11/16/99