OCC Announces 11 New Enforcement Actions and 1 Termination

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today announced 11 new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks and 1 termination of an existing enforcement action.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Website located at http://www.occ.treas.gov/enforce/enforce.htm.

Formal Agreements, by Consent

No. Bank/City Date

Texas

2001-126 First National Bank, Bullard 09/18/01

2002-9 First National Bank, Glen Rose 02/21/02

2001-127 American National Bank of Mount Pleasant, Mount Pleasant 03/28/01

Removals/Prohibitions, By Consent

No. Name/Bank/City Date

New Jersey

2002-10 Susan P. O’Neil, Commerce Bank, N.A., Mt. Laurel 01/31/02

2002-11 James E. Ponder, Jr., Carnegie Bank, N.A., Princeton 01/18/02

North Dakota

2002-12 Shawn N. Miller, US Bank, N.A. d.b.a. First Bank, N.A., Fargo 02/08/02

Texas

2002-13 R. Stephen Cavender, East Texas National Bank of Marshall, Marshall 02/01/02

Utah

2002-14 R. Matthew Tullis, Zions First National Bank, Salt Lake City 02/21/02

Civil Money Penalties, By Consent

No. Name/Bank/City Date

Utah

2002-14 R. Matthew Tullis, Zions First National Bank, Salt Lake City 02/21/02

Cease and Desist Orders, By Consent

No. Bank/City Date

California

2002-15 Delta National Bank, Manteca 02/12/02

Personal Cease and Desist Orders For Restitution, By Consent

No. Name/Bank/City Date

Texas

2002-13 R. Stephen Cavender, East Texas National Bank of Marshall, Marshall 02/01/02

Terminations of Existing Enforcement Actions

No. Name/Bank/City/Old EA# Date

Florida

2002-16 FA, Continental National Bank of Miami, Miami, (EA #2000-3) 03/04/02