OCC Announces 13 New Enforcement Actions and 2 Terminations

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today announced 13 new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks and 2 terminations of existing enforcement actions.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC’s Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Website located at http://www.occ.treas.gov/enforce/enforce.htm.

Formal Agreements, By Consent

No. Bank/City Date

Kansas

2002-80 National Bank of Andover, Andover 09/26/02

2002-81 The First National Bank of Wamego, Wamego 09/18/02

Kentucky

2002-82 First National Bank of Clinton, Clinton 10/02/02

New York

2002-83 Banco De La Republica Oriental Del Uruguay, New York Branch, New York 08/14/02

Removals/Prohibitions, By Consent

No. Name/Bank/City Date

Colorado

2002-84 George J. Cole, First National Bank of Strasburg, Strasburg 07/30/02

Ohio

2002-85 Jayna N. Emerick, KeyBank National Association, Cleveland 09/09/02

Texas

2002-86 Bonnie Gardner, Surety Bank, N.A., Fort Worth 09/16/02

Restitution Order, By Consent

No. Name/Bank/City Date

Colorado

2002-84 George J. Cole, First National Bank of Strasburg, Strasburg 07/30/02

Ohio

2002-85 Jayna N. Emerick, KeyBank National Association, Cleveland 09/09/02

Civil Money Penalties, By Consent

No. Name/Bank/City Date

Florida

2002-87 G. Craig Young, Executive National Bank, Miami 09/20/02

Cease and Desist Orders, By Consent

No. Bank/City Date

Arizona

2002-88 Union Bank of Arizona, N.A., Gilbert 07/31/02

Personal Cease and Desist Orders, By Consent

No. Name/Bank/City Date

Kentucky

2002-89 Downey M. Gray, III, Bank One, Kentucky, N.A., Louisville 09/18/02

Prompt Corrective Action Directive

No. Bank/City Date

Kentucky

2002-90 First National Bank of Northern Kentucky, Fort Mitchell 09/04/02

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

California

2002-91 FA, Gold Country National Bank, Marysville, (EA #2000-81) 09/26/02

2002-91 AFA, Gold Country National Bank, Marysville, (EA #2001-43) 09/26/02