OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its wsite located at http://apps.occ.gov/EnforcementActions.

Cease and Desist Orders

No. Name/Bank/City Date

Ohio

2006-134 Firstmerit Bank, National Association, Akron 11/20/2006

West Virginia

2006-149 Grant Thornton LLP (external auditor), The First National Bank of Keystone, Keystone 12/7/2006

Civil Money Penalty Orders

No. Name/Bank/City Date

Florida

2006-135 Greenberg Traurig LLP, Hamilton Bank, National Association, Miami 10/31/2006

2006-136 Robert L. Grossman, Hamilton Bank, National Association, Miami 11/7/2006

Illinois

2006-137 James Fish, First National Bank in Homer, Homer 11/8/2006

Indiana

2006-138 Anne Mounts, The First National Bank of Fremont, Fremont 11/2/2006

2006-139 Neal Patterson, The First National Bank of Fremont, Fremont 11/2/2006

Minnesota

2006-140 Bradford S. Fornoff, The First National Bank of Brewster, Brewster 11/6/2006

2006-141 Bruce N. Kness, The First National Bank of Brewster, Brewster 11/22/2006

2006-142 Charles C. Moser, The First National Bank of Brewster, Brewster 11/6/2006

2006-143 Dennis A. Walker, The First National Bank of Brewster, Brewster 11/27/2006

Nebraska

2006-144 Donald D. Olson, The First National Bank of Utica, Utica 11/2/2006

West Virginia

2006-149 Grant Thornton LLP (external auditor), The First National Bank of Keystone, Keystone 11/7/2006

Formal Agreements

No. Name/Bank/City Date

Florida

2006-135 Greenberg Traurig LLP, Hamilton Bank, National Association, Miami 10/31/2006

2006-136 Robert L. Grossman, Hamilton Bank, National Association, Miami 11/7/2006

Ohio

2006-145 The First National Bank of Bellevue, Bellevue 10/26/2006

Personal Cease and Desist Orders

No. Name/Bank/City Date

Indiana

2006-138 Anne Mounts, The First National Bank of Fremont, Fremont 11/2/2006

Minnesota

2006-140 Bradford S. Fornoff, The First National Bank of Brewster, Brewster 11/6/2006

Nebraska

2006-144 Donald D. Olson, The First National Bank of Utica, Utica 11/2/2006

Removal / Prohibition Orders

No. Name/Bank/City Date

Indiana

2006-139 Neal Patterson, The First National Bank of Fremont, Fremont 11/2/2006

Nebraska

2006-144 Donald D. Olson, The First National Bank of Utica, Utica 11/2/2006

Ohio

2006-146 Andrea Lynn Green, JPMorgan Chase Bank, National Association, Columbus 11/8/2006

Restitution Orders

No. Name/Bank/City Date

Ohio

2006-146 Andrea Lynn Green, JPMorgan Chase Bank, National Association, Columbus 11/8/2006

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Kansas

2006-147 FA, Western National Bank, Lenexa (EA# 2004-71) 11/17/2006

Minnesota

2006-148 FA, Peoples National Bank of Mora, Mora (EA# 2005-83) 10/19/2006

For copies, please call (202) 874-5043.

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