OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks and terminations of existing enforcement actions.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC’s Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC’s Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Website located at https://www.occ.gov/enforce/enf_search.htm.

Cease and Desist Orders

No. Name/Bank/City Date

Florida

2006-1 Pinebank, National Association, Miami 01/25/06

Georgia

2006-2 The Summit National Bank, Atlanta 01/19/06

Civil Money Penalty Orders

No. Name/Bank/City Date

Kentucky

2006-3 The Farmers National Bank of Danville, Danville 01/18/06

New York

2005-187 Serafin U. Mariel, New York National Bank, Bronx 12/19/05

2006-4 Steve V. DeRaddo, National Bank of Geneva, Geneva 01/06/06

2006-5 Thomas Kime, National Bank of Geneva, Geneva 01/06/06

Formal Agreements

No. Name/Bank/City Date

Texas

2006-7 James Cadotte, First National Bank, Wichita Falls 01/10/06

Wisconsin

2006-8 Mark Hardyman, The First National Bank of Blanchardville, Blanchardville 01/26/06

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Nebraska

2006-9 FORMAL AGREEMENT, The First National Bank of Newman Grove, Newman Grove (EA #2004-165) 01/10/06

Ohio

2006-10 FORMAL AGREEMENT, The First National Bank of Waverly, Waverly (EA #2004-135) 01/10/06

Texas

2006-11 CONSENT ORDER, Texas First National Bank, Houston (EA #2002-78) 01/18/06

For copies, please call (202) 874-5043.

Related Link

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