OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks and terminations of existing enforcement actions.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Website located at http://apps.occ.gov/EnforcementActions.

Cease and Desist Orders

No. Name/Bank/City Date

California

2006-163 Wing Lung Bank, Limited, a limited Federal branch, Los Angeles 11/17/05

2006-164 Ramona National Bank, Ramona 12/14/05

Florida

2006-165 Pacific National Bank, Miami 12/16/05

Civil Money Penalty Orders

No. Name/Bank/City Date

Illinois

2006-166 Delores L. McCauley, The First National Bank of Mt. Pulaski, Mt. Pulaski 12/06/05

Michigan

2005-162 ABN AMRO Mortgage Group. Inc. (an operating subsidiary of Lasalle Bank Midwest National Association), Ann Arbor 12/30/05

Minnesota

2006-167 Charles C. Moser, The First National Bank of Brewster, Brewster 12/20/05

New York

2005-168 Antenor Adam, New York National Bank, Bronx 12/12/05

2005-169 Irving Klein, New York National Bank, Bronx 12/12/05

2005-170 Samuel Monroe, Jr., New York National Bank, Bronx 12/12/05

2005-171 Emilio Serrano, New York National Bank, Bronx 12/12/05

Formal Agreements

No. Name/Bank/City Date

New York

2005-172 The Lyons National Bank, Lyons 11/21/05

2005-173 The National Bank of Stamford, Stamford 11/15/05

Oklahoma

2005-174 Century National Bank of Oklahoma, Pryor 12/08/05

Personal Cease and Desist Orders

No. Name/Bank/City Date

Arizona

2006-175 Douglas Wachtel, Nextbank, National Association, Phoenix 12/09/05

Removal / Prohibition Orders

No. Name/Bank/City Date

California

2005-176 Israel Macias, Union Bank of California, National Association, San Francisco 11/02/05

2005-177 Glenn M. Yamashiro, Union Bank of California, National Association, San Francisco 12/09/05

Kentucky

2005-178 Lisa M. Miller, Citizens Commerce National Bank, Versailles 12/07/05

Restitution Orders

No. Type/Bank/City/Old EA# Date

California

2005-176 Israel Macias, Union Bank of California, National Association, San Francisco 11/02/05

Michigan

2005-162 ABN AMRO Mortgage Group. Inc. (an operating subsidiary of Lasalle Bank Midwest National Association), Ann Arbor 12/30/05

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Alabama

2005-179 CONSENT ORDER, Merchants Bank of California, National Association, Carson (EA #2004-64) 11/18/05

2005-180 CONSENT ORDER, Asian Pacific National Bank, San Gabriel (EA #2005-3) 12/15/05

Indiana

2005-181 CONSENT ORDER, First National Bank of Dana, Dana (EA #2004-145) 12/22/05

Louisiana

2005-182 FORMAL AGREEMENT, National Independent Trust Company, Ruston (EA #2004-36) 10/28/05

Minnesota

2005-183 FORMAL AGREEMENT, Centennial National Bank, Walker (EA #2004-23) 12/14/05

Missouri

2005-184 FORMAL AGREEMENT, Kennett National Bank, Kennett (EA #2003-171) 12/08/05

Nevada

2005-185 CONSENT ORDER, First National Bank of Marin, Las Vegas (EA #2001-97) 12/05/05

New York

2005-185 FORMAL AGREEMENT, Excel Bank, National Association, New York (EA #2002-95) 12/30/05

For copies, please call (202) 874-5043.

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