OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its website located at http://apps.occ.gov/EnforcementActions.

Cease and Desist Orders

No. Name/Bank/City Date

Illinois

2006-69 Timothy Fullerton, National Bank of Commerce, Berkeley 8/1/2006

Minnesota

2006-70 The First National Bank of Brewster, Brewster 7/6/2006

Nebraska

2006-71 Jerry Schaefer, The First National Bank of Ainsworth, Ainsworth 7/24/2006

Pennsylvania

2006-72 Kenneth Brougher, The Farmers National Bank of Kittanning, Kittanning 7/24/2006

Formal Agreements

No. Name/Bank/City Date

Colorado

2006-73 First National Bank, Fort Collins 7/20/2006

Massachusetts

2006-74 The First National Bank of Ipswich, Ipswich 6/28/2006

Missouri

2006-75 Douglass National Bank, Kansas City 3/28/2006

New York

2006-76 The Putnam County National Bank of Carmel, Carmel 7/12/2006

Removal / Prohibition Orders

No. Name/Bank/City Date

Illinois

2006-69 Timothy Fullerton, National Bank of Commerce, Berkeley 8/1/2006

Indiana

2006-77 Micah J. Mobley, The First National Bank of Dana, Dana 6/15/2006

North Carolina

2006-78 Tiffany D. (Holt) Lipscomb, Bank of America, National Association, Charlotte 5/23/2006

2006-78 Tiffany D. (Holt) Lipscomb, Wachovia Bank, National Association, Charlotte 5/23/2006

Pennsylvania

2006-72 Kenneth Brougher, The Farmers National Bank of Kittanning, Kittanning 7/24/2006

Restitution Orders

No. Name/Bank/City Date

Illinois

2006-69 Timothy Fullerton, National Bank of Commerce, Berkeley 8/1/2006

North Carolina

2006-78 Tiffany D. (Holt) Lipscomb, Wachovia Bank, National Association, Charlotte 5/23/2006

2006-78 Tiffany D. (Holt) Lipscomb, Bank of America, National Association, Charlotte 5/23/2006

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

California

2006-79 C&D,Interbusiness Bank, National Association, Diamond Bar(EA# 2005-53) 6/8/2006

Nebraska

2006-80 FA, The First National Bank of Marquette, Marquette (EA# 2005-143) 6/27/2006

For copies, please call (202) 874-5043.

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