OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to:

Comptroller of the Currency, Public Information Room (1-5)

Washington, DC 20219

Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its website.

Cease and Desist Orders

No. Name / Bank / City Date

New York

2007-003 United Bank For Africa PLC, New York 01/18/2007

West Virginia

2006-149 ORDER STAYED Grant Thornton LLP (external auditor), The First National Bank of Keystone, Keystone 12/07/2006

Civil Money Penalty Orders

No. Name / Bank / City Date

Colorado

2006-004 Stephen Baltz, First United Bank, National Association, Englewood 01/31/2007

Florida

2007-011 International Bank of Miami, National Association, Coral Gables 02/12/2007

Illinois

2006-172 First National Bank of Catlin, Catlin 10/26/2006

Indiana

2006-173 Harold Arndt, The First National Bank of Fremont, Fremont 12/12/2006

Kentucky

2007-005 Barry L. Corbin, The First National Bank of Columbia, Columbia 01/03/2007

Tennessee

2007-006 Aileen Faccenda, First Tennessee Bank National Association, Memphis 01/19/2007

West Virginia

2006-149 ORDER STAYED Grant Thornton LLP (external auditor), The First National Bank of Keystone, Keystone 01/19/2007

Formal Agreements

No. Name / Bank / City Date

California

2006-174 Legacy Bank, National Association, Campbell 12/22/2006

New York

2007-007 Citic Ka Wah Bank Limited, New York 01/08/2007

Pennsylvania

2007-008 Commerce Bank/Harrisburg National Association, Lemoyne 01/29/2007

Wisconsin

2006-175 The First National Bank - Fox Valley, Neenah 12/14/2006

2006-176 The First National Bank - Fox Valley, Neenah 12/14/2006

Removal / Prohibition Orders

No. Name / Bank / City Date

Indiana

2006-173 Harold Arndt, The First National Bank of Fremont, Fremont 12/12/2006

Kentucky

2007-005 Barry L. Corbin, The First National Bank of Columbia, Columbia 01/03/2007

Tennessee

2007-006 Aileen Faccenda, First Tennessee Bank National Association, Memphis 01/19/2007

Restitutions Orders

No. Name / Bank / City Date

Kentucky

2007-005 Barry L. Corbin, The First National Bank of Columbia, Columbia 01/03/2007

Terminations of Existing Enforcement Actions

No. Type / Name / Bank / City / Old EA# Date

California

2007-009 C&D, City National Bank, Beverly Hills (EA# 2005-16) 01/30/2007

Illinois

2006-177 C&D, Peoples National Bank of Kewanee, Kewanee (EA# 2004-120) 12/20/2006

Kansas

2007-010 FA, Citizens Bank of Kansas, National Association, Kingman (EA# 2004-92) 01/10/2007

For copies, please call (202) 874-5043.

Related Link

• Database of Enforcement Actions