OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to:

Comptroller of the Currency, Public Information Room (1-5) Washington, DC 20219

Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its website located at http://apps.occ.gov/EnforcementActions.

Civil Money Penalty Orders

No. Name / Bank / City Date

Colorado

2006-151 Arnold A. Parks, First United Bank, National Association, Englewood 12/14/2006

2006-152 Kenneth T. Sullivan, First United Bank, National Association, Englewood 12/20/2006

Illinois

2007-001 Lasalle Bank National Association, Chicago 01/05/2007

Kentucky

2006-153 Mark Adams, First National Bank and Trust, London 12/27/2006

2006-154 Charlie Benge, First National Bank and Trust, London 12/27/2006

2006-155 Randell Brewer, First National Bank and Trust, London 12/27/2006

2006-156 George Humfleet, First National Bank and Trust, London 12/27/2006

2006-157 Kenneth James, First National Bank and Trust, London 12/27/2006

2006-158 Charles Luker, First National Bank and Trust, London 12/27/2006

2006-159 John A. Madon, First National Bank and Trust, London 12/26/2006

2006-160 Denver McCowan, First National Bank and Trust, London 12/27/2006

Michigan

2007-002 Lasalle Bank MidWest National Association, Troy 01/05/2007

New Jersey

2006-161 Jacinto Rodrigues, Crown Bank, National Association, Ocean City 12/04/2006

2006-162 Joaquina Rodrigues, Crown Bank, National Association, Ocean City 12/04/2006

2006-163 Augusto Verissimo, Crown Bank, National Association, Ocean City 12/04/2006

Formal Agreements

No. Name / Bank / City Date

New York

2006-164 The First National Bank of Jeffersonville, Jeffersonville 11/28/2006

Texas

2006-165 First National Bank of Colorado City, Colorado City 11/28/2006

Personal Cease and Desist Orders

No. Name / Bank / City Date

Minnesota

2006-142 Charles C. Moser, The First National Bank of Brewster, Brewster 11/06/2006

Terminations of Existing Enforcement Actions

No. Type / Name / Bank / City / Old EA# Date

Florida

2006-166 FA, Citrus Bank, National Association, Vero Beach (EA# 2004-91) 09/22/2006

Maryland

2006-170 FA, Industrial Bank, National Association, Oxon Hill (EA# 2003-33) 12/13/2006

2006-170 FA, Industrial Bank, National Association, Oxon Hill (EA# 2004-22) 12/13/2006

New Mexico

2006-167 FA, First National Bank in Las Vegas, Las Vegas (EA# 2004-113) 12/06/2006

Nevada

2006-171 FA, Household Bank (SB), National Association (n.k.a. HSBC Bank Nevada, National Association), Las Vegas (EA# 2003-17) 12/15/2006

New York

2006-150 FA, Citibank, N.A., New York (EA# 2003-77) 12/21/2006

Texas

2006-168 FA, Citibank, N.A., New York (EA# 2003-77) 11/28/2006

West Virginia

2006-169 PFA, Kutak Rock LLP, The First National Bank of Keystone, Keystone (EA# 2003-45) 07/20/2006

For copies, please call (202) 874-5043.

Related Link

• Search Enforcement Actions