OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com. Fax requests should be sent to (202) 874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name / Bank / City Date

California

2009-136 Excel National Bank, Beverly Hills 09/15/2009

Florida

2009-137 Pacific National Bank, Miami 09/29/2009

Georgia

2009-138 Peoples Community National Bank, Bremen 09/15/2009

2009-139 First National Bank, Savannah 09/28/2009

Michigan

2009-140 First National Bank in Howell, Howell 09/24/2009

Washington

2009-141 Prime Pacific Bank, National Association, Lynnwood 08/31/2009

Civil Money Penalty Orders

No. Name / Bank / City Date

Colorado

2009-142 Joseph M. Bohnen, The First National Bank of Stratton, Stratton 09/17/2009

2009-143 Robert Downey, The First National Bank of Stratton, Stratton 09/17/2009

2009-144 Timothy S. Morgan, The First National Bank of Stratton, Stratton 09/17/2009

2009-145 Robert Todd, The First National Bank of Stratton, Stratton 09/17/2009

Georgia

2009-146 Mark E. Fox, Albany Bank & Trust, National Association, Albany 09/10/2009

Minnesota

2009-147 Scott R. Fjellman, Marshall Bank, National Association, Hallock 08/28/2009

North Carolina

2009-148 Loren F. Hamlin, Bank of America, National Association, Charlotte 09/10/2009

Ohio

2009-149 National City Bank, Cleveland 09/10/2009

Formal Agreements

No. Name / Bank / City Date

California

2009-150 National Bank of California, Los Angeles 08/31/2009

Florida

2009-151 Cbc National Bank, Fernandina Beach 08/26/2009

2009-152 Executive National Bank, Miami 09/08/2009

Georgia

2009-153 The First National Bank of Chatsworth, Chatsworth 09/17/2009

Iowa

2009-154 American Bank and Trust Company, National Association, Davenport 08/17/2009

Kansas

2009-155 Central National Bank, Junction City 09/17/2009

Texas

2009-156 Inter National Bank, McAllen 09/21/2009

Wisconsin

2009-157 First National Community Bank, New Richmond 08/25/2009

Personal Cease and Desist Orders

No. Name / Bank / City Date

Colorado

2009-145 Robert Todd, The First National Bank of Stratton, Stratton 09/17/2009

Georgia

2009-146 Mark E. Fox, Albany Bank & Trust, National Association, Albany 09/10/2009

Removal / Prohibition Orders

No. Type / Name / Bank / City / Old EA# Date

California

2009-158 Melissa Kelsay, City National Bank, Los Angeles 08/20/2009

Connecticut

2009-159 Rebecca L. Radcliffe, The Citizens National Bank, Putnam 09/15/2009

Nevada

2009-160 Camille L. Polk, First National Bank of Nevada, Reno 09/01/2009

North Carolina

2009-148 Loren F. Hamlin, Bank of America, National Association, Charlotte 09/10/2009

Ohio

2009-161 Valarie L. Butcher, JPMorgan Chase Bank, National Association, Columbus 09/08/2009

South Dakota

2009-162 Jessica A. White, Wells Fargo Bank, National Association, Sioux Falls 09/10/2009

Terminations of Existing Enforcement Actions

No. Type / Name / Bank / City / Old EA# Date

California

2009-163 FA, Rabobank, National Association, El Centro (EA# 2008-003) 09/11/2009

Florida

2009-164 FA, Pacific National Bank, Miami (EA# 2009-039) 09/29/2009

Pennsylvania

2009-165 FA, Community First Bank, National Association, Reynoldsville (EA# 2004-158) 08/11/2009

For copies, please call (202) 874-5043.