OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com . Fax requests should be sent to (202) 874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name / Bank / City Date

Florida

2009-114 The First National Bank of Florida, Milton 03/05/2009

Iowa

2009-034 The First National Bank of Logan, Logan 03/25/2009

Maryland

2009-035 Bay National Bank, Baltimore 02/06/2009

New York

2009-036 AMENDED, The Upstate National Bank, Lisbon 02/21/2009

Civil Money Penalty Orders

No. Name / Bank / City Date

Louisiana

2009-040 Kurt J. Dempster, First National Bank USA, Boutte 03/27/2009

Nebraska

2009-044 First National Bank of Omaha, Omaha 03/20/2009

New York

2009-037 Stephen Souky, NBT Bank, National Association, Norwich 03/20/2009

Formal Agreements

No. Name / Bank / City Date

Florida

2009-038 Florida Capital Bank, National Association, Jacksonville 03/26/2009

2009-039 Pacific National Bank, Miami 03/30/2009

Personal Cease and Desist Orders

No. Name / Bank / City Date

Louisiana

2009-040 Kurt J. Dempster, First National Bank USA, Boutte 03/27/2009

Minnesota

2009-041 David Duhn, First Integrity Bank, National Association, Staples 03/17/2009

New York

2009-037 Stephen Souky, NBT, National Association, Norwich 03/20/2009

Removal / Prohibition Orders

No. Name / Bank / City Date

Tennessee

2009-042 Janis Malone, Union Planters Bank, National, Memphis 03/17/2009

Restitution Orders

No. Name / Bank / City Date

Tennessee

2009-042 Janis Malone, Union Planters Bank, National Association, Memphis 03/17/2009

Terminations of Existing Enforcement Actions

No. Type / Name / Bank / City / Old EA# Date

Wisconsin

2009-043 FA, The First National Bank of Berlin, Berlin (EA# 2007-054) 03/30/2009

2009-043 FA, The First National Bank of Berlin, Berlin (EA# 2008-034) 03/30/2009

For copies, please call (202) 874-5043.