OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

 Capital Directives

No. Name/Bank/City Date

Florida

2010-167 Florida Capital Bank, National Association, Jacksonville 9/1/2010

Cease and Desist Orders

No. Name/Bank/City Date

Arkansas

2010-160 Ozark Heritage Bank, National Association, Mountain View 8/26/2010

California

2010-168 Pacific Capital Bank, National Association, Santa Barbara 9/2/2010

Florida

2010-161 The Bank of Miami, National Association, Coral Gables 7/21/2010

Louisiana

2010-162 First National Bank USA, Boutte 8/13/2010

North Carolina

2010-163 Communityone Bank, National Association, Asheboro 7/22/2010

Pennsylvania

2010-182 First National Community Bank, Dunmore 9/1/2010

South Dakota

2010-164 TCF National Bank, Sioux Falls 7/20/2010

Civil Money Penalty Orders

No. Name/Bank/City Date

Alabama

2010-165 The First National Bank of Talladega, Talladega 7/27/2010

Florida

2010-166 Intercredit Bank, National Association, Miami 6/21/201

Iowa

2010-169 Richard E. Magnuson, American Bank, National Association, Lemars 8/24/2010

Formal Agreements

No. Name/Bank/City Date

Alabama

2010-170 The Slocomb National Bank, Slocomb 8/10/2010

California

2010-171 Los Angeles National Bank, Buena Park 7/16/2010

Minnesota

2010-172 American National Bank of Minnesota, Baxter 8/20/2010

2010-173 Western National Bank, Cass Lake 7/13/2010

2010-174 First National Bank of The North, Sandstone 8/2/2010

New York

2010-175 National Bank of New York City, Flushing 7/13/2010

Pennsylvania

2010-176 Nextier Bank, National Association, Evans City 6/28/2010

Texas

2010-177 Texas Heritage National Bank, Daingerfield 8/12/2010

2010-178 The Lamesa National Bank, Lamesa 8/3/2010

Removal / Prohibition Orders

No. Name/Bank/City Date

Iowa

2010-169 Richard E. Magnuson, American Bank, National Association, Lemars 8/24/2010

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

California

2010-179 FA, Gold Country Bank, National Association, Marysville (EA# 2004-134) 4/30/2010

Florida

2010-161 FA, The Bank of Miami, National Association, Coral Gables (EA# 2009-004) 7/21/2010

2010-180 C&D, Eastern National Bank, Miami (EA# 2008-038) 8/30/2010

Closed C&D, Community National Bank at Bartow, Bartow (EA# 2010-134) 8/20/2010

Louisiana

2010-162 FA, First National Bank USA, Boutte (EA# 2008-046) 11/10/2009

Minnesota

2010-181 FA, First National Bank, Chisholm (EA# 2009-109) 5/21/2010