OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Capital Directives

No. Name /Bank/ City Date

California

2010-204 Canyon National Bank, Palm Springs 10/13/2010

Florida

2010-205 First National Bank of Central Florida, Winter Park 10/13/2010

Indiana

2010-206 Integra Bank National Association, Evansville 8/12/2010

Cease and Desist Orders

No. Name/Bank/City Date

Arizona

2010-207 Sonoran Bank, National Association, Phoenix 10/21/2010

California

2010-208 Santa Clara Valley Bank, National Association, Santa Paula 10/26/2010

Florida

2010-209 Fidelity Bank of Florida, National Association, Merritt Island 10/27/2010

Georgia

2010-210 United Americas Bank, National Association, Atlanta 10/7/2010

Civil Money Penalty Orders

No. Name/Bank/City Date

Florida

2010-211 Harold Connell, Security Bank National Association, North Lauderdale 10/27/2010

North Dakota

2010-212 Kenley Just, The Farmers and Merchants National Bank of Hatton, Hatton 10/27/2010

2010-213 Ray Kvalvog, The Farmers and Merchants National Bank of Hatton, Hatton 10/25/2010

2010-214 Fred Schlanser, The Farmers and Merchants National Bank of Hatton, Hatton 10/27/2010

Wyoming

2010-215 Scott R. Prusia, First National Bank, Torrington, Torrington 10/5/2010

Formal Agreements

No. Name/Bank/City Date

Georgia

2010-216 First National Bank South, Alma 10/4/2010

New York

2010-217 Madison National Bank, Merrick 6/11/2010

Texas

2010-218 San Antonio National Bank, Refugio 9/30/2010

Removal / Prohibition Orders

No. Name/Bank/City Date

Indiana

2010-219 Robert E. Tolle, Old National Bank, Evansville 9/21/2010

Missouri

2010-220 Daniel Garrett, UMB Bank, National Association, Kansas City 7/9/2010

Ohio

2010-221 Victoria Toth, JPMorgan Chase Bank, National Association, Columbus 7/9/2010

Wyoming

2010-215 Scott R. Prusia, First National Bank, Torrington, Torrington 10/5/2010

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Florida

2010-209 FA, Fidelity Bank of Florida, National Association, Merritt Island (EA# 2009-085) 10/27/2010

Texas

2010-222 FA, The First National Bank of Trenton, Trenton (EA# 2008-088) 10/18/2010