OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

Montana

2010-223 First Citizens Bank of Polson, National Association, Polson 11/9/2010

New York

2010-238 Metropolitan National Bank, New York 11/5/2010

Civil Money Penalty Orders

No. Name/Bank/City Date

Wisconsin

2010-224 James L. Klein, First National Bank of Platteville, Platteville 11/1/2010

Formal Agreements

No. Name/Bank/City Date

Alabama

2010-225 The Headland National Bank, Headland 11/9/2010

Colorado

2010-237 The First National Bank of Fleming, Fleming 11/19/2010

New York

2010-226 Empire National Bank, Islandia 10/21/2010

2010-227 Wilber National Bank, Oneonta 10/13/2010

2010-228 The Suffolk County National Bank of Riverhead, Riverhead 10/25/2010

North Carolina

2010-239 Bank of America, National Association, Charlotte 12/7/2010

Pennsylvania

2010-229 The First National Bank of Mercersburg, Mercersburg 10/27/2010

Texas

2010-230 Omnibank, National Association, Houston 11/18/2010

Prompt Corrective Action Directives

No. Name/Bank/City Date

Illinois

2010-231 Western Springs National Bank and Trust, Western Springs 11/18/2010

Removal / Prohibition Orders

No. Name/Bank/City Date

Illinois

2010-232 Elaine J. Hopkins, Algonquin State Bank, National Association, Algonquin 11/15/2010

Wisconsin

2010-224 James L. Klein, First National Bank of Platteville, Platteville 11/1/2010

Terminations of Existing Enforcement Actions

No. Name/Bank/City Date

Colorado

2010-233 FA, First National Bank, Fort Collins (EA# 2009-105) 11/1/2010

Illinois

2010-234 FA, Castle Bank, National Association, Dekalb (EA# 2009-107) 11/1/2010

Kansas

2010-235 FA, First National Bank of Kansas, Overland Park (EA# 2009-108) 11/1/2010

Massachusetts

2010-236 FA, The Milford National Bank and Trust Company, Milford (EA# 2008-155) 10/13/2010

Montana

2010-223 FA, First Citizens Bank of Polson, National Association, Polson (EA# 2008-117) 11/9/2010