OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com . Fax requests should be sent to (202) 874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

Louisiana

2010-014 Whitney National Bank, New Orleans 2/12/2010

North Carolina

2010-037 Wachovia Bank, National Association, Charlotte 3/12/2010

Civil Money Penalty Orders

No. Name/Bank/City Date

Colorado

2010-015 Ron Danner, First National Bank of The Rockies, Grand Junction 2/9/2010

2010-016 Carol Gentry, First National Bank of The Rockies, Grand Junction 2/9/2010

2010-017 J. Cleveland Gentry, First National Bank of The Rockies, Grand Junction 2/9/2010

2010-018 Joe Holeyfield, First National Bank of The Rockies, Grand Junction 2/9/2010

2010-019 Robert Reece, First National Bank of The Rockies, Grand Junction 2/9/2010

Louisiana

2010-013 Whitney National Bank, New Orleans 2/12/2010

North Carolina

2010-020 Robert D. McElroy, Jr., Bank of America, National Association, Charlotte 1/20/2010

2010-036 Wachovia Bank, National Association, Charlotte 3/12/2010

Formal Agreements

No. Name/Bank/City Date

Arizona

2010-021 BNC National Bank, Phoenix 1/26/2010

2010-022 First National Bank of Scottsdale, Scottsdale 1/21/2010

California

2010-023 CommerceWest Bank, National Association, Newport Beach 1/15/2010

2010-024 First National Bank of Southern California, Riverside 2/23/2010

Georgia

2010-025 Flint River National Bank, Camilla 1/14/2010

Iowa

2010-026 Community National Bank, Waterloo 1/26/2010

Kentucky

2010-027 The Farmers National Bank of Cynthiana, Cynthiana 2/19/2010

Minnesota

2010-028 Northwestern Bank, National Association, Dilworth 1/27/2010

2010-029 The First National Bank of Plainview, Plainview 2/5/2010

2010-030 Olmsted National Bank, Rochester 2/8/2010

2010-031 Winona National Bank, Winona 2/11/2010

New Mexico

2010-032 Los Alamos National Bank, Los Alamos 1/26/2010

2010-033 The First National Bank of Santa Fe, Santa Fe 1/29/2010

Oklahoma

2010-034 Stillwater National Bank and Trust Company, Stillwater 1/27/2010

Personal Cease and Desist Orders

No. Name/Bank/City Date

North Carolina

2010-020 Robert D. McElroy, Jr., Bank of America, National Association, Charlotte 1/20/2010

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Iowa

2010-035 FA, Community National Bank, Waterloo (EA# 2008-019) 1/26/2010