OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com. Fax requests should be sent to (202) 874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Capital Directives

No. Name/Bank/City Date

Georgia

2009-212 Unity National Bank, Cartersville 12/16/2009

Washington

2009-213 Eastside Commercial Bank, National Association, Bellevue 12/22/2009

Cease and Desist Orders

No. Name/Bank/City Date

Alabama

2009-214 First National Bank of Baldwin County, Foley 12/28/2009

California

2009-215 Bay Cities National Bank, Redondo Beach 11/18/2009

Michigan

2009-216 Capitol National Bank, Lansing 12/22/2009

Wyoming

2009-217 First National Bank of Wyoming, Laramie 12/15/2009

Formal Agreements

No. Name/Bank/City Date

Colorado

2009-218 Clear Creek National Bank, Georgetown 12/4/2009

Connecticut

2009-219 The First National Bank of Litchfield, Litchfield 11/9/2009

Minnesota

2009-220 The Citizens National Bank of Park Rapids, Park Rapids 11/24/2009

2009-221 The First National Bank in Wadena, Wadena 11/24/2009

Wisconsin

2009-222 Eagle Valley Bank, National Association, St. Croix Falls 12/17/2009

2009-223 The National Bank of Waupun, Waupun 12/16/2009

Prompt Corrective Action Directives

No. Name/Bank/City Date

Georgia

2009-224 First National Bank of Georgia, Carrollton 12/22/2009

Removal / Prohibition Orders

No. Name/Bank/City Date

North Carolina

2009-225 Justine Orantes, Bank of America, National Association, Charlotte 12/10/2009

Ohio

2009-226 Angelica R. Martinez, JPMorgan Chase Bank, National Association, Columbus 12/1/2009

South Dakota

2009-227 Leigh A. Clark, Citibank (South Dakota), National Association, Sioux Falls 11/25/2009

Texas

2009-228 James D. Roddy, The First National Bank of Tom Bean, Tom Bean 12/4/2009

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Alabama

2009-229 FA, First National Bank of Baldwin County, Foley (EA# 2008-130) 12/28/2009

Colorado

2009-230 FA, Canon National Bank, Canon City (EA# 2008-042) 12/1/2009

Michigan

2009-216 FA, Capitol National Bank, Lansing (EA# 2009-023) 12/22/2009

Pennsylvania

2009-231 FA, Vartan National Bank, Harrisburg (EA# 2006-113) 11/5/2009

Wyoming

2009-232 FA, First National Bank of Wyoming, Laramie (EA# 2007-115) 11/4/2010

For copies, please call (202) 874-5043.