OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com . Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Capital DirectivesNo.Name/Bank/CityDateColorado2010-090Native American Bank, National Association, Denver3/12/2010 Cease and Desist OrdersNo.Name/Bank/CityDateArizona2010-091Sunbank, National Association, Phoenix5/11/20102010-092Goldwater Bank, National Association, Scottsdale5/11/2010California2010-093Pacific Capital Bank, National Association, Santa Barbara5/11/20102010-094Mission Oaks National Bank, Temecula5/12/2010Colorado2010-095Academy Bank, National Association, Colorado Springs5/11/20102010-096The First National Bank of Ordway, Ordway4/21/2010Florida2010-097Security Bank National Association, North Lauderdale5/19/20102010-098Southern Commerce Bank, National Association, Tampa5/11/2010Illinois2010-099Charter National Bank and Trust, Hoffman Estates4/29/2010Kansas2010-100Armed Forces Bank, National Association, Ft. Leavenworth5/11/2010Minnesota2010-101Rosemount National Bank, Rosemount4/28/2010Mississippi2010-102First National Bank, Rosedale5/12/20102010-103Cadence Bank, National Association, Starkville5/19/2010Missouri2010-104Bank Midwest, National Association, Kansas City5/11/2010New Mexico2010-105Valley National Bank, Espanola5/5/2010Tennessee2010-106FSGBank, National Association, Chattanooga4/28/2010Texas2010-131Brazos Valley Bank, National Association, College Station5/27/2010 Civil Money Penalty OrdersNo.Name/Bank/CityDateCalifornia2010-107City National Bank, Los Angeles5/3/2010Colorado2010-108Bruce Penny, First National Bank of The Rockies, Grand Junction5/6/20102010-109Peter Waller, First National Bank of The Rockies, Grand Junction5/6/2010Iowa2010-110Christopher R. Hartwig, The First National Bank of Logan, Logan5/17/20102010-111John Lapke, The First National Bank of Logan, Logan5/17/20102010-112Timothy J. Lapke, The First National Bank of Logan, Logan5/17/2010Oklahoma2010-113Great Plains National Bank, Elk City5/10/2010Pennsylvania2010-114Jamie Bartholomew Aller, The National Bank of Malvern, Malvern5/28/20102010-115Andrew Bartholomew, The National Bank of Malvern, Malvern5/28/20102010-116Lydia Willits Bartholomew, The National Bank of Malvern, Malvern5/28/20102010-117Barbara Shipp, The National Bank of Malvern, Malvern5/28/20102010-118John Shipp, The National Bank of Malvern, Malvern5/28/20102010-119William L. Shipp, The National Bank of Malvern, Malvern5/28/2010 Formal AgreementsNo.Name/Bank/CityDateCalifornia2010-120Armed Forces Bank of California, National Association, San Diego5/11/20102010-121Saigon National Bank, Westminster5/13/2010Florida2010-122Seaside National Bank & Trust, Orlando5/3/2010Kansas2010-123First National Bank of Kansas, Burlington5/27/20102010-124Citizens Bank, National Association, Fort Scott4/28/2010New Jersey2010-125Sun National Bank, Vineland4/15/2010New York2010-126Herald National Bank, New York4/22/2010South Carolina2010-127Cornerstone National Bank, Easley5/12/2010Texas2010-128Southwestern National Bank, Houston5/19/2010 Personal Cease and Desist OrdersNo.Name/Bank/CityDateIowa2010-112Timothy J. Lapke, The First National Bank of Logan, Logan5/17/2010 Removal / Prohibition OrdersNo.Name/Bank/CityDate2010-111John Lapke, The First National Bank of Logan, Logan5/17/2010 Terminations of Existing Enforcement ActionsNo.Type/Bank/City/Old EA#DateCalifornia2010-094FA, Mission Oaks National Bank, Temecula (EA# 2008-161)5/11/2010Mississippi2010-103FA, Cadence Bank, National Association, Starkville (EA# 2009-069)5/19/2010New Mexico2010-129FA, Valley National Bank, Espanola (EA# 2009-090)5/6/2010Ohio2010-130FA, Standing Stone National Bank, Lancaster (EA# 2008-085)5/12/2010