OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com . Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist OrdersNo.Name/Bank/CityDateCalifornia2010-132Merchants Bank of California, National Association, Carson6/23/20102010-133Trans Pacific National Bank, San Francisco6/16/2010Florida2010-134Community National Bank at Bartow, Bartow5/26/2010 Civil Money Penalty OrdersNo.Name/Bank/CityDateKansas2010-136Norbert Gerstenkorn, Conway Bank, National Association, Conway Springs6/15/20102010-137Jerod Heiman, Conway Bank, National Association, Conway Springs6/15/20102010-138Michael Lies, Conway Bank, National Association, Conway Springs6/15/20102010-139John McKay, Conway Bank, National Association, Conway Springs6/15/20102010-140Joseph Rottinghaus, Conway Bank, National Association, Conway Springs6/15/2010Nebraska2010-135American National Bank, Omaha6/22/2010North Carolina2010-141Linda Pera, Wachovia Bank, National Association, Charlotte5/10/2010Pennsylvania2010-142Lydia H. Willits, The National Bank of Malvern, Malvern5/28/2010 Formal AgreementsNo.Name/Bank/CityDateFlorida2010-143Landmark Bank, National Association, Fort Lauderdale6/17/2010Illinois2010-144The First National Bank of Grant Park, Grant Park6/22/2010Oklahoma2010-145The Central National Bank of Alva, Alva6/9/2010Texas2010-146American Bank of Texas, National Association, Marble Falls6/2/2010 Notices FiledNo.Name/Bank/CityDateWisconsinN10-002James Klein, First National Bank of Platteville, Platteville6/14/2010 Personal Cease and Desist OrdersNo.Name/Bank/CityDateNorth Carolina2010-141Linda Pera, Wachovia Bank, National Association, Charlotte5/10/2010 Prompt Corrective Action DirectivesNo.Name/Bank/CityDateOklahoma2010-147Home National Bank, Blackwell5/11/2010 Removal / Prohibition OrdersNo.Name/Bank/CityDateMinnesota2010-148Allen R. Ellis, First Integrity Bank, National Association (closed), Staples6/1/2010 Terminations of Existing Enforcement ActionsNo.Type/Bank/City/Old EA#DateIowa2010-149C&D, The First National Bank of Logan, Logan (EA# 2009-034)5/21/2010Wisconsin2010-150FA, First National Community Bank, New Richmond (EA# 2009-157)5/13/2010