OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site,  https://occ.secureocp.com. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Civil Money Penalty OrdersNo.Name/Bank/CityDateAlabama2011-103Raymond J. Kyzar, The First National Bank of Brundidge, Brundidge7/5/2011Illinois2011-104James O'Malley, Beverly Bank & Trust Company, National Association, Chicago6/21/2011Ohio2011-105JPMorgan Chase Bank, National Association, Columbus7/6/2011Texas2011-106Elwood Freeman, The Lamesa National Bank, Lamesa7/22/2011

Formal AgreementsNo.Name/Bank/CityDateNorth Carolina2011-107The First National Bank of Shelby, Shelby6/8/2011Ohio2011-108JPMorgan Chase Bank, National Association, Columbus7/6/2011South Carolina2011-109The Conway National Bank, Conway6/7/2011

Notices FiledNo.Name/Bank/CityDateArizonaN11-003Kevin W. Stevenson, Valley Capital Bank, National Association, Mesa7/6/2011

Removal / Prohibition OrdersNo.Name/Bank/CityDateAlabama2011-103Raymond J. Kyzar, The First National Bank of Brundidge, Brundidge7/5/2011Florida2011-110Silvia Angelico Nieto, Northern Trust, National Association, Miami7/18/2011Illinois2011-104James O'Malley, Beverly Bank & Trust Company, National Association, Chicago6/21/2011North Carolina2011-111Andrea McCrea, Wachovia Bank, National Association, Charlotte7/18/2011West Virginia2011-112Susan Scior, City National Bank of West Virginia, Charleston7/5/2011

Restitution OrdersNo.Name/Bank/CityDateOhio2011-108JPMorgan Chase Bank, National Association, Columbus7/6/2011

Terminations of Existing Enforcement ActionsNo.Type/Bank/City/Old EA#DateMinnesota2011-114FA, Minnstar Bank National Association, Lake Crystal (EA# 2009-024)6/29/2011Montana2011-113FA, United Banks, National Association, Absarokee (EA# 2008-020)7/21/2011