OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site,  https://occ.secureocp.com . Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist OrdersNo.Name/Bank/CityDateFlorida2011-115Intercredit Bank, National Association, Miami                                                            8/8/2011Texas2011-116Border Capital Bank, National Association, McAllen6/23/2011 Civil Money Penalty OrdersNo.Name/Bank/CityDateArizona2011-117R. Patrick Lamb, First National Bank of Arizona, Scottsdale8/30/20112011-118Raymond A. Lamb, First National Bank of Arizona, Scottsdale8/30/2011Illinois2011-119Dennis O'Malley, Beverly Bank & Trust Company, National Association, Chicago8/15/2011New York2011-120The National Union Bank of Kinderhook, Kinderhook8/18/2011 Formal AgreementsNo.Name/Bank/CityDateArkansas2011-121Fidelity National Bank, West Memphis                                                                   7/20/2011Texas2011-122The First National Bank of Kemp, Kemp8/11/20112011-123Citizens National Bank of Texas, Waxahachie5/26/2011Virginia2011-124Grayson National Bank, Independence8/9/2011  Personal Cease and Desist OrdersNo.Name/Bank/CityDateArizona2011-117R. Patrick Lamb, First National Bank of Arizona, Scottsdale                                           8/30/20112011-118Raymond A. Lamb, First National Bank of Arizona, Scottsdale8/30/2011  Removal / Prohibition OrdersNo.Name/Bank/CityDateArizona2011-117R. Patrick Lamb, First National Bank of Arizona, Scottsdale                                           8/30/20112011-118Raymond A. Lamb, First National Bank of Arizona, Scottsdale8/30/2011Texas2011-125Jody P. Gwyn, The LA Coste National Bank, LA Coste8/15/2011 Restitution OrdersNo.Name/Bank/CityDateArizona2011-117R. Patrick Lamb, First National Bank of Arizona, Scottsdale                                           8/30/20112011-118Raymond A. Lamb, First National Bank of Arizona, Scottsdale8/30/2011 Terminations of Existing Enforcement ActionsNo.Type/Bank/City/Old EA#DateFlorida2011-126FA, Intercredit Bank, National Association, Miami (EA# 2007-052)                                              8/8/2011Missouri2011-127C&D, Northland National Bank, Gladstone (EA# 2008-056)8/22/2011Texas2011-128FA, Border Capital Bank, National Association, McAllen (EA# 2008-087)6/23/2011