OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com  . Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist OrdersNo.Name/Bank/CityDateCalifornia2011-163Gateway Bank, F.S.B., San Francisco10/26/2011Illinois2011-164The First National Bank of Grant Park, Grant Park11/28/20112011-165Dupage National Bank, West Chicago11/18/2011South Carolina2011-166Independence National Bank, Greenville11/14/2011Tennessee2011-167Mountain National Bank, Sevierville10/27/2011 Civil Money Penalty OrdersNo.Name/Bank/CityDateNebraska2011-168Enterprise Bank, National Association, Omaha10/25/2011South Dakota2011-175Wells Fargo Bank, National Association, Sioux Falls12/8/2011 Formal AgreementsNo.Name/Bank/CityDateKentucky2011-169First Federal Bank, Lexington11/14/2011Oregon2011-170First FS & LA of McMinnville, McMinnville11/16/2011South Dakota2011-174Wells Fargo Bank, National Association, Sioux Falls12/8/2011 Removal / Prohibition OrdersNo.Name/Bank/CityDateNebraska2011-171Donald Shephard, The First National Bank of Valentine, Valentine11/10/2011 Terminations of Existing Enforcement ActionsNo.Type/Bank/City/Old EA#DateArizona2011-172FA, BNC National Bank, Phoenix (EA# 2010-021)11/28/2011California2011-163C&D, Gateway Bank, F.S.B., San Francisco, (EA#WN-09-0007)10/26/2011Illinois2011-164FA, The First National Bank of Grant Park, Grant Park (EA# 2010-144)11/28/20112011-165FA, Dupage National Bank, West Chicago (EA# 2009-079)11/18/2011South Carolina2011-173FA, Independence National Bank, Greenville (EA# 2010-009)10/26/2011Tennessee2011-167FA, Mountain National Bank, Sevierville (EA# 2009-092)10/27/2011