OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

Florida

2010-253 Pacific National Bank, Miami 12/15/2010

Georgia

2010-254 First Southern National Bank, Statesboro 11/30/2010

2011-001 The First National Bank of Chatsworth, Chatsworth 1/20/2011

Civil Money Penalty Orders

No. Name/Bank/City Date

Florida

2010-255 Robert Diez, Security Bank National Association, North Lauderdale 11/23/2010

2010-256 Manuel Fernandez, Security Bank National Association, North Lauderdale 11/23/2010

2010-257 Floyd Harper, Security Bank National Association, North Lauderdale 11/23/2010

2010-258 Timothy Kenney, Security Bank National Association, North Lauderdale 11/23/2010

2011-002 Larry Serlo, Security Bank National Association, North Lauderdale 1/12/2011

Ohio

2011-003 Jay Lees, The Community National Bank, Franklin 2/2/2011

Oklahoma

2011-004 The Bank National Association, McAlester 1/28/2011

Utah

2011-009 Zions First National Bank, Salt Lake City 2/10/2011

Formal Agreements

No. Name/Bank/City Date

Alabama

2010-259 Noble Bank & Trust, National Association, Anniston 11/10/2010

Arkansas

2011-005 One Bank & Trust, National Association, Little Rock 1/20/2011

Florida

2010-260 Centerbank of Jacksonville, National Association, Jacksonville 12/14/2010

Georgia

2010-261 Queensborough National Bank & Trust Company, Louisville 12/8/2010

Kansas

2011-006 The First National Bank of Sedan, Sedan 1/13/2011

Minnesota

2010-262 The First National Bank of Milaca, Milaca 11/2/2010

Missouri

2010-263 First National Bank, Camdenton 12/20/2010

Ohio

2011-007 Liberty Bank, National Association, Twinsburg 1/25/2011

Texas

2010-264 First National Bank of Winnsboro, Winnsboro 12/14/2010

Removal / Prohibition Orders

No. Name/Bank/City Date

North Carolina

2011-008 John Arango, Wachovia Bank, National Association, Charlotte 1/5/2011

Ohio

2011-003 Jay Lees, The Community National Bank, Franklin 2/2/2011

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Florida

2010-253 C&D, Pacific National Bank, Miami (EA# 2005-165) 12/15/2010

2010-253 C&D, Pacific National Bank, Miami (EA# 2009-137) 12/15/2010

Georgia

2010-254 FA, First Southern National Bank, Statesboro (EA# 2009-088) 11/30/2010

2011-001 FA, The First National Bank of Chatsworth, Chatsworth (EA# 2009-153) 1/20/2011

Ohio

2010-265 FA, Eaton National Bank and Trust Co., Eaton (EA# 2009-128) 12/14/2010