OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

California

2011-010 South County Bank, National Association, Rancho Santa Margarita 1/24/2011

2011-011 Coast National Bank, San Luis Obispo 2/9/2011

Texas

2011-012 First National Bank, Edinburg 2/8/2011

Civil Money Penalty Orders

No. Name/Bank/City Date

Colorado

2011-017 Eric Anderson, Peoples National Bank, Colorado Springs 2/2/2011

Ohio

2011-018 The First National Bank of Wellston, Wellston 1/28/2011

Formal Agreements

No. Name/Bank/City Date

Arizona

2011-013 Canyon Community Bank, National Association, Tucson 1/27/2011

Illinois

2011-014 The National Bank, Moline 1/26/2011

Kansas

2011-015 The First National Bank of Southern Kansas, Mount Hope 2/17/2011

2011-016 The Midland National Bank of Newton, Newton 2/3/2011

South Dakota

2010-266 The First National Bank of Frederick, Frederick 12/16/2010

Personal Cease and Desist Orders

No. Name/Bank/City Date

Colorado

2011-017 Eric Anderson, Peoples National Bank, Colorado Springs 2/2/2011

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

California

2011-011 FA, Coast National Bank, San Luis Obispo (EA# 2009-018) 2/9/2011

Iowa

2011-019 FA, Community National Bank, Waterloo (EA# 2010-026) 2/8/2011

Minnesota

2011-020 FA, Lakewood Bank, National Association, Baxter (EA# 2010-054) 2/1/2011