OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

Delaware

2011-045 PNC Bank, National Association, Wilmington 4/13/2011

Georgia

2011-022 The First National Bank of Polk County, Cedartown 3/8/2011

Kansas

2011-023 Conway Bank, National Association, Conway Springs 3/22/2011

Minnesota

2011-024 Neighborhood National Bank, Alexandria 2/16/2011

Mississippi

2011-025 (Modification) Cadence Bank, National Association, Starkville 3/4/2011

Nevada

2011-046 Citibank, National Association, Las Vegas 4/13/2011

2011-052 HSBC Bank Nevada, National Association, Las Vegas 4/13/2011

New Jersey

2011-047 Metlife Bank, National Association, Convent Station 4/13/2011

North Carolina

2011-048 Bank of America, National Association, Charlotte 4/13/2011

North Dakota

2011-049 U.S. Bank National Association ND, Fargo 4/13/2011

Ohio

2011-049 U.S. Bank National Association, Cincinnati 4/13/2011

2011-050 JPMorgan Chase Bank, National Association, Columbus 4/13/2011

South Dakota

2011-051 Wells Fargo Bank, National Association, Sioux Falls 4/13/2011

Wisconsin

2011-026 Eagle Valley Bank, National Association, St. Croix Falls 3/17/2011

Civil Money Penalty Orders

No. Name/Bank/City Date

Florida

2011-021 Pacific National Bank, Miami 3/23/2011

Ohio

2011-027 Matthew Moore, JPMorgan Chase Bank, National Association, Columbus 2/22/2011

South Carolina

2011-028 Collin D. Mackie, Southern First Bank, National Association, Greenville 3/15/2011

Formal Agreements

No. Name/Bank/City Date

Alabama

2011-029 First National Bank and Trust, Atmore 2/15/2011

Illinois

2011-030 National Bank of Earlville, Earlville 2/18/2011

Minnesota

2011-031 Woodlands National Bank, Hinckley 3/1/2011

Ohio

2011-032 The First National Bank of Germantown, Germantown 3/22/2011

Pennsylvania

2011-033 The Kishacoquillas Valley National Bank of Belleville, Belleville 2/17/2011

Texas

2011-034 American National Bank, Wichita Falls 2/22/2011

Prompt Corrective Action Directives

No. Name/Bank/City Date

Oklahoma

2011-035 The First National Bank of Davis, Davis 3/2/2011

Removal / Prohibition Orders

No. Name/Bank/City Date

North Carolina

2011-036 Maria C. Suan, Bank of America, National Association, Charlotte 3/9/2011

Ohio

2011-027 Matthew Moore, JPMorgan Chase Bank, National Association, Columbus 2/22/2011

2011-037 Stacey L. Budd, JPMorgan Chase Bank, National Association, Columbus 3/15/2011

Pennsylvania

2011-038 Joseph Braas, Blc Bank, National Association, Strasburg 2/17/2011

2011-039 Michael Schlager, Blc Bank, National Association, Strasburg 2/17/2011

2011-040 Mary Stankiewicz, Blc Bank, National Association, Strasburg 2/17/2011

South Carolina

2011-028 Collin D. Mackie, Southern First Bank, National Association, Greenville 3/15/2011

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Kansas

2011-041 FA, Conway Bank, National Association, Conway Springs (EA# 2005-25) 3/22/2011

Minnesota

2011-042 FA, Neighborhood National Bank, Alexandria (EA# 2010-006) 2/16/2011

Wisconsin

2011-026 FA, Eagle Valley Bank, National Association, St. Croix Falls (EA# 2009-222) 3/17/2011

2011-043 FA, First National Bank of Platteville, Platteville (EA# 2008-166) 3/2/2011