OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com . Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Civil Money Penalty OrdersNo.Name/Bank/CityDateOhio2011-094   JPMorgan Chase Bank, National Association, Columbus6/14/20112011-095   Terry L. Musick, Jr., Peoples Bank, National Association, Marietta6/20/2011Texas2011-096   Lee Ann Stamm, T Bank, National Association, Dallas6/20/2011 Formal AgreementsNo.Name/Bank/CityDateCalifornia2011-097  Mission National Bank, San Francisco                                    6/7/2011Tennessee2011-098   Traders National Bank, Tullahoma6/9/2011 Personal Cease and Desist OrdersNo.Name/Bank/CityDateTexas2011-096         Lee Ann Stamm, T Bank, National Association, Dallas                                   6/20/2011 Removal / Prohibition OrdersNo.Name/Bank/CityDateOhio2011-095         Terry L. Musick, Jr., Peoples Bank, National Association, Marietta                           6/20/2011 Terminations of Existing Enforcement ActionsNo.Type/Bank/City/Old EA#DateFlorida2011-099        C&D, Intercredit Bank, National Association, Miami (EA# 2008-108)6/6/2011Minnesota2011-100        FA, The First National Bank of Cold Spring, Cold Spring (EA# 2009-238)6/13/20112011-102        FA, Heritage Bank, National Association, Spicer (EA# 2008-138)6/14/2011Wisconsin2011-101        FA, The American National Bank of Beaver Dam, Beaver Dam (EA# 2008-061)5/23/2011