OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://appsec.occ.gov/publicaccesslink/. Fax requests should be sent to (202) 874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

Alabama

2012-182 Southfirst Bank, Sylacauga 8/15/2012

Florida

2012-183 Home Federal Bank of Hollywood, Hallandale Beach 7/27/2012

2012-184 Atlantic Coast Bank, Jacksonville 8/10/2012

Illinois

2012-185 United Trust Bank, Palos Heights 8/15/2012

Kentucky

2012-186 The Farmers National Bank of Cynthiana, Cynthiana 8/22/2012

Civil Money Penalty Orders

No. Name/Bank/City Date

Texas

2012-187 Milton Yang, Golden Bank, National Association, Houston 8/3/2012

Formal Agreements

No. Name/Bank/City Date

Connecticut

2012-188 Putnam Bank, Putnam 6/20/2012

Florida

2012-189 The Oculina Bank, Ft. Pierce 7/18/2012

2012-190 Urban Trust Bank, Lake Mary 7/18/2012

Maryland

2012-191 Slavie Federal Savings Bank, Bel Air 7/17/2012

New Jersey

2012-192 Roebling Bank, Roebling 7/23/2012

South Carolina

2012-193 First Capital Bank, Bennettsville 7/3/2012

Virginia

2012-194 Community Bank, Staunton 8/9/2012

Personal Cease and Desist Orders

No. Name/Bank/City Date

Mississippi

2012-195 Joseph G. Barnes, First National Bank, Rosedale 8/9/2012

2012-196 Jim Dawkins, First National Bank, Rosedale 8/9/2012

2012-197 Robert Johnston, First National Bank, Rosedale 8/8/2012

2012-198 J.Y. Trice, First National Bank, Rosedale 8/9/2012

2012-199 Bennie Wright, First National Bank, Rosedale 8/8/2012

Removal / Prohibition Orders

No. Name/Bank/City Date

Mississippi

2012-200 Kris McHardy, First National Bank, Rosedale 8/3/2012

Ohio

2012-201 Dawn Howard, JPMorgan Chase Bank, National Association, Columbus 8/9/2012

South Dakota

2012-202 Trenton E. Feist, Wells Fargo Bank, National Association, Sioux Falls 8/21/2012

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Alaska

2012-203 C&D, Alaska Pacific Bank, Juneau (EA# WN 10-31) 8/8/2012

California

2012-204 FA, CommerceWest Bank, National Association, Newport Beach (EA# 2010-023) 5/31/2012

Florida

2012-183 C&D, Home Federal Bank of Hollywood, Hallandale Beach (EA# SE 10-038) 7/27/2012

2012-184 C&D, Atlantic Coast Bank, Jacksonville (EA# SA) 8/10/2012

Kansas

2012-205 FA, Farmers Bank & Trust, National Association, Great Bend (EA# 2008-115) 8/22/2012

Kentucky

2012-206 FA, The Farmers National Bank of Cynthiana, Cynthiana (EA# 2010-027) 8/28/2012

Minnesota

2012-207 FA, The First National Bank of Milaca, Milaca (EA# 2010-262) 7/24/2012

2012-208 FA, Peoples National Bank of Mora, Mora (EA# 2010-007) 8/9/2012

Ohio

2012-209 FA, NCB, FSB, Hillsboro (EA# SA) 8/2/2012

2012-210 C&D, Park View Federal Savings Bank, Solon (EA# CN 09-34) 8/27/2012

Texas

2012-211 FA, The Mason National Bank, Mason (EA# 2010-061) 7/19/2012