OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

District Of Columbia

2012-214 Independence Federal Savings Bank, Washington 8/27/2012

Montana

2012-215 Bank of The Rockies, National Association, White Sulphur Springs 8/30/2012

Utah

2012-212 American Express Bank, FSB, Salt Lake City 10/1/2012

Civil Money Penalty Orders

No. Name/Bank/City Date

Arkansas

2012-216 Marvin Sutterfield, Ozark Heritage Bank, National Association, Mountain View 8/10/2012

Utah

2012-213 American Express Bank, FSB, Salt Lake City 10/1/2012

Formal Agreements

No. Name/Bank/City Date

Illinois

2012-217 Central FS & LA, Cicero 8/30/2012

Missouri

2012-218 F&M Bank and Trust Company, Hannibal 8/28/2012

Personal Cease and Desist Orders

No. Name/Bank/City Date

Arkansas

2012-216 Marvin Sutterfield, Ozark Heritage Bank, National Association, Mountain View 8/10/2012

Mississippi

2012-219 Henry McCaslin, III, First National Bank, Rosedale 8/29/2012

Prompt Corrective Action Directives

No. Name/Bank/City Date

Arkansas

2012-220 One Bank & Trust, National Association, Little Rock 9/28/2012

Restitution Orders

No. Name/Bank/City Date

Utah

2012-212 American Express Bank, FSB, Salt Lake City 10/1/2012

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Alabama

2012-221 FA, The Slocomb National Bank, Slocomb (EA# 2010-170) 8/31/2012

Colorado

2012-222   C&D, Peoples National Bank, Colorado Springs (EA# 2009-118) 9/27/2012

District Of Columbia

2012-214 C&D, Independence Federal Savings Bank, Washington (EA# SE-09-036) 8/27/2012

2012-214 C&D, Independence Federal Savings Bank, Washington (EA# SE-11-008) 8/27/2012

Iowa

2012-224 FA, First National Bank MidWest, Oskaloosa (EA# 2008-096) 9/5/2012

Illinois

2012-223 FA, THE National Bank, Moline (EA# 2011-014) 8/7/2012

Kansas

2012-225 FA, First National Bank of Kansas, Burlington (EA# 2010-123) 9/27/2012

Montana

2012-226 FA, Bank of The Rockies, National Association, White Sulphur Springs (EA# 2009-070) 8/30/2012

Texas

2012-227 FA, United Community Bank, National Association, Highland Village (EA# 2009-094) 8/15/2012

2012-228 FA, San Antonio National Bank (n.k.a. Vantage Bank Texas, National Association), Refugio (EA# 2010-218) 8/30/2012