OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

Arkansas

2012-053 Metropolitan National Bank, Little Rock 3/21/2012

California

2012-054 Mojave Desert Bank, National Association, Mojave 3/7/2012

2012-055 Mission National Bank, San Francisco 3/22/2012

Kansas

2012-056 First FS&LA of Independence, Independence 3/1/2012

South Dakota

2012-052 Citibank, National Association, Sioux Falls 4/5/2012

Wisconsin

2012-057 The First National Bank of Niagara, Niagara 2/28/2012

Civil Money Penalty Orders

No. Name/Bank/City Date

California

2012-058 Dann Bowman, Chino Commercial Bank, National Association, Chino 3/1/2012

2012-059 Roger Caberto, Chino Commercial Bank, National Association, Chino 3/1/2012

2012-060 Linda Cooper, Chino Commercial Bank, National Association, Chino 3/1/2012

2012-061 Corky Kindsvater, Chino Commercial Bank, National Association, Chino 3/1/2012

2012-062 Richard Malooly, Chino Commercial Bank, National Association, Chino 3/1/2012

2012-063 Richard Vanderpool, Chino Commercial Bank, National Association, Chino 3/1/2012

2012-064 Bernie Wolfswinkel, Chino Commercial Bank, National Association, Chino 3/1/2012

2012-065 Thomas Woodbury, Chino Commercial Bank, National Association, Chino 3/1/2012

2012-066 Jeanette Young, Chino Commercial Bank, National Association, Chino 3/1/2012

Kansas

2012-067 Dale Mitch Ashlock, First FS&LA of Olathe, Olathe 3/8/2012

Mississippi

2012-068 Trustmark National Bank, Jackson 4/2/2012

Formal Agreements

No. Name/Bank/City Date

Louisiana

2012-069 National Independent Trust Company, Ruston 2/2/2012

Maine

2012-070 Auburn Savings Bank, FSB, Auburn 2/28/2012

Michigan

2012-071 Sterling Bank and Trust, FSB, Southfield 3/19/2012

Mississippi

2012-072 Britton & Koontz Bank, National Association, Natchez 2/21/2012

New Jersey

2012-073 The First National Bank of Absecon, Absecon 3/14/2012

New York

2012-074 Atlas Bank, Brooklyn 3/15/2012

Oklahoma

2012-075 Tulsa National Bank, Tulsa 2/28/2012

Prompt Corrective Action Directives

No. Name/Bank/City Date

Florida

2012-076 Security Bank National Association, North Lauderdale 3/23/2012

New Jersey

2012-077 Fort Lee Federal Savings Bank, FSB, Fort Lee 3/15/2012

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Arkansas

2012-053 FA, Metropolitan National Bank, Little Rock (EA# 2008-041) 3/21/2012

California

2012-079 FA, Mission National Bank, San Francisco (EA# 2011-097) 3/22/2012

Colorado

2012-080 FA, Peoples National Bank Leadville, Leadville (EA# 2010-049) 3/14/2012

Florida

2012-081 FA, City National Bank of Florida, Miami (EA# 2010-076) 2/27/2012

Georgia

2012-082 FA, Flint River National Bank, Camilla (EA# 2010-025) 3/22/2012

Kansas

2012-083 FA, First FS&LA of Independence, Independence (EA# SA) 3/1/2012

Michigan

2012-078 C&D, Sterling Bank and Trust, FSB, Southfield (EA# CN 09-22) 4/5/2012

Minnesota

2012-084 FA, Northwestern Bank, National Association, Dilworth (EA# 2010-028) 2/3/2012

2012-085 FA, First National Bank Minnesota, St. Peter (EA# 2010-055) 2/28/2012

Oklahoma

2012-086 FA, The Central National Bank of Alva, Alva (EA# 2010-145) 3/15/2012

Texas

2012-087 FA, Texas Heritage National Bank, Daingerfield (EA# 2010-177) 3/27/2012

2012-088 C&D, First National Bank of Jasper, Jasper (EA# 2009-169) 3/22/2012

2012-089 FA, Uvalde National Bank, Uvalde (EA# 2009-028) 1/23/2012