OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com . Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

Iowa

2011-176 Community State Bank, National Association, Ankeny 11/22/2011

Nebraska

2011-177 Lincoln FSB of Nebraska, Lincoln 12/19/2011

Civil Money Penalty Orders

No. Name/Bank/City Date

Nebraska

2011-178 Joanne Medlock, The First National Bank of Valentine, Valentine 12/21/2011

Ohio

2011-179 The Park National Bank, Newark 12/8/2011

2012-001 The First National Bank of McConnelsville, McConnelsville 1/3/2012

Notices Filed

No. Name/Bank/City Date

Texas

N11-004 Patrick Adams, T Bank, National Association, Dallas 9/26/2011

N12-001 AMENDED Patrick Adams, T Bank, National Association, Dallas 1/5/2012

Prompt Corrective Action Directives

No. Name/Bank/City Date

Illinois

2011-180 Charter National Bank and Trust, Hoffman Estates 12/20/2011

Minnesota

2011-181 Home Savings of America, Little Falls 12/16/2011

Removal / Prohibition Orders

No. Type/Bank/City/Old EA# Date

Arizona

2011-182 Frank D. Ortwine, Valley Capital Bank, National Association, Mesa 12/14/2011

Michigan

2011-183 Teresa L. Joslyn, Edgewater Bank, St. Joseph 12/15/2011

Nebraska

2011-178 Joanne Medlock, The First National Bank of Valentine, Valentine 12/21/2011

North Carolina

2011-184 Pamela K. Wagenknecht, Bank of America, National Association, Charlotte 12/21/2011

Restitution Orders

No. Type/Bank/City/Old EA# Date

Arizona

2011-182 Frank D. Ortwine, Valley Capital Bank, National Association, Mesa 12/14/2011

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Arkansas

2011-185 FA, The First National Bank of Wynne, Wynne (EA# 2009-172) 12/6/2011

Georgia

2011-192 S.A., Heritage First Bank, Rome (OTS Order# S.A.) 10/20/2011

Kansas

2011-186 FA, Central National Bank, Junction City (EA# 2009-155) 12/12/2011

Kentucky

2011-187 FA, Citizens National Bank of Paintsville, Paintsville (EA# 2010-053) 11/28/2011

Massachusetts

2011-188 FA, The First National Bank of Ipswich, Ipswich (EA# 2006-74) 10/26/2011

Maryland

2011-189 PC&D, Horacio Bernardo Rozenblum, Capital Bank, National Association, Rockville (EA# 98-6) 8/16/2011

2011-190 PC&D, Martin Rozenblum, Capital Bank, National Association, Rockville (EA# 97-107) 8/16/2011

Wisconsin

2011-191 FA, National Bank of Commerce, Superior (EA# 2010-011) 12/14/2011