OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com. Fax requests should be sent to (202)-649-6160.  You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 6W-11, Washington, DC 20219. 

When ordering, specify the appropriate enforcement action number.

Cease and Desist OrdersNo.Name/Bank/CityDateAlabama2012-264Worthington Federal Bank, Huntsville12/05/2012California2013-002JPMorgan Bank and Trust Company, National Association, San Francisco01/14/2013Delaware2013-002Chase Bank USA, National Association, Newark01/14/2013Georgia2012-265Cornerstone Bank, Atlanta12/11/2012Illinois2012-266Ben Franklin Bank of Illinois, Arlington Heights12/19/2012Ohio2013-001   JPMorgan Chase Bank, National Association, Columbus01/14/20132013-002JPMorgan Chase Bank, National Association, Columbus01/14/2013 Formal AgreementsNo.Name/Bank/CityDateConnecticut2012-267   Fieldpoint Private Bank & Trust, Greenwich11/29/2012Indiana2012-268   Citizens Financial Bank, Munster12/18/2012New Jersey2012-269   Delanco Federal Savings Bank, Delanco11/21/2012 Terminations of Existing Enforcement ActionsNo.Type/Bank/City/Old EA#DateGeorgia2012-265C&D, Cornerstonebank, Atlanta (EA# SE 10-028)12/11/2012Iowa2012-270C&D, Frontier Bank, Rock Rapids (EA# CN 10-11)12/7/20122012-270C&D, Frontier Bank, Rock Rapids (EA# CN 11-29)12/7/2012Montana2012-271C&D, Mountain West Bank, National Association, Helena (EA# 2010-073)12/18/2012Oklahoma2012-272FA, Tulsa National Bank, Tulsa (EA# 2012-075)12/17/2012