OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist OrdersNo.Name/Bank/CityDateCalifornia2013-138JPMorgan Bank and Trust Company, National Association, San Francisco9/18/2013Delaware2013-138Chase Bank USA, National Association, Wilmington9/18/20132013-139Chase Bank USA, National Association, Wilmington9/18/2013Illinois2013-101The Republic National Republic Bank of Chicago, Chicago8/31/2013Ohio2013-138JPMorgan Chase Bank, National Association, Columbus9/18/20132013-139JPMorgan Chase Bank, National Association, Wilmington9/18/2013 Civil Money Penalty OrdersNo.Name/Bank/CityDateDelaware2013-141Chase Bank USA, National Association, Wilmington9/18/2013Illinois2013-102Martin Trofimuk, North Shore Trust and Savings, Waukegan8/6/2013Ohio2013-140JPMorgan Chase Bank, National Association, Columbus9/18/20132013-141JPMorgan Chase Bank, National Association, Columbus9/18/2013 Formal AgreementsNo.Name/Bank/CityDateKentucky2013-103The First National Bank of Russell Springs, Russell Springs8/7/2013 Personal Cease and Desist OrdersNo.Name/Bank/CityDateIllinois2013-102Martin Trofimuk, North Shore Trust and Savings, Waukegan8/6/2013 Prompt Corrective Action DirectivesNo.Name/Bank/CityDateTexas2013-104First National Bank, Edinburg8/30/2013 Removal / Prohibition OrdersNo.Name/Bank/CityDateNorth Carolina2013-105Danielle M. Anderson, Bank of America, National Association, Charlotte7/31/2013 Terminations of Existing Enforcement ActionsNo.Type/Bank/City/Old EA#DateAlabama2013-106FA, The Camden National Bank, Camden (EA# 2010-189)8/14/20132013-107FA, Midsouth Bank, National Association, Dothan (EA# 2010-046)7/11/2013California2013-108C&D, Far East National Bank, Los Angeles (EA# 2010-038)8/5/2013Florida2013-109FA, Cbc National Bank, Fernandina Beach (EA# 2009-151)8/7/2013Georgia2013-133FA, First National Bank South, Alma (EA# 2010-216)7/24/20132013-134C&D, Peoples Community National Bank, Bremen (EA# 2009-138)9/4/2013Kentucky2013-135C&D, The First National Bank of Manchester, Manchester (EA# 2012-127)8/22/2013North Dakota2013-136FA, The National Bank of Harvey, Harvey (EA# 2011-157)8/26/2013Virginia2013-137FA, Franklin Community Bank, National Association, Rocky Mount (EA# 2009-051)8/8/2013