OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist OrdersNo.Name/Bank/CityDateArkansas2013-161One Bank & Trust, National Association, Little Rock10/9/2013Florida2013-160AMENDED EverBank, Jacksonville (EA# SE-11-014)10/15/2013Michigan2013-162First National Bank in Howell, Howell10/31/2013 Civil Money Penalty OrdersNo.Name/Bank/CityDateAlabama2013-164Lindsay Smith, Noble Bank & Trust, National Association, Anniston9/4/2013Ohio2013-165Liberty Savings Bank, FSB, Wilmington10/2/2013Pennsylvania2013-167Fulton Bank, National Association, Lancaster9/18/20132013-168Swineford National Bank, Middleburg9/18/2013Texas2013-163Elwood Freeman, The Lamesa National Bank, Lamesa9/30/2013 Personal Cease and Desist OrdersNo.Name/Bank/CityDateTexas2013-163Elwood Freeman, The Lamesa National Bank, Lamesa9/30/2013 Removal / Prohibition OrdersNo.Name/Bank/CityDateAlabama2013-164Lindsay Smith, Noble Bank & Trust, National Association, Anniston9/4/2013 Terminations of Existing Enforcement ActionsNo.Type/Bank/City/Old EA#DateArkansas2013-161C&D, One Bank & Trust, National Association, Little Rock (EA# 2012-107)10/9/20132013-161PCAD, One Bank & Trust, National Association, Little Rock (EA# 2012-220)10/9/2013California2013-169FA, Chino Commercial Bank, National Association, Chino (EA# 2011-063)10/10/2013Illinois2013-170C&D, Old Second National Bank, Aurora (EA# 2011-081)10/17/2013Massachusetts2013-171FA, Middlesex Federal Savings, F.A., Somerville (EA# SA)8/21/2013Michigan2013-162C&D, First National Bank in Howell, Howell (EA#  2009-140)10/31/2013New York2013-172FA, National Bank of New York City, Flushing (EA# 2010-175)9/11/2013Pennsylvania2013-173C&D, Continental Bank, Plymouth Meeting (EA# NE 11-11)10/23/2013South Carolina2013-166FA, The Conway National Bank, Conway (EA# 2011-109)8/29/2013South Dakota2013-174FA, Wells Fargo Bank, National Association, Sioux Falls (EA# 2011-174)10/8/2013