OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

California

2013-175 Broadway Federal Bank, F.S.B., Los Angeles 10/30/2013

Minnesota

2013-176 Landmark Community Bank, National Association, Isanti 11/21/2013

Oklahoma

2013-177 Liberty FSB, Enid 11/15/2013

Civil Money Penalty Orders

No. Name/Bank/City Date

Alabama

2013-178 Stephen D. Findley, Noble Bank & Trust, National Association, Anniston 11/12/2013

Illinois

2013-179 Edward J. McConville, National Bank of Earlville, Earlville 11/8/2013

Tennessee

2013-180 James Allen Wells, FSGBank, National Association, Chattanooga 10/24/2013

Formal Agreements

No. Name/Bank/City Date

Missouri

2013-181 Jack Henry & Associates, Inc., Monett 12/4/2013

Personal Cease and Desist Orders

No. Name/Bank/City Date

Missouri

2013-182 Carol Carlos, First National Bank, Camdenton 11/12/2013

Tennessee

2013-180 James Alan Wells, FSGBank, National Association, Chattanooga 10/24/2013

Removal / Prohibition Orders

No. Name/Bank/City Date

Alabama

2013-178 Stephen D. Findley, Noble Bank & Trust, National Association, Anniston 11/12/2013

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Arkansas

2013-183 C&D, United Bank, Springdale (EA# 2012-091) 10/30/2013

California

2013-175 C&D, Broadway Federal Bank, F.S.B., Los Angeles (EA# WN-10-025) 10/30/2013

2013-184 C&D, Tomatobank, National Association, Diamond Bar, (EA# 2008-149) 11/4/2013

2013-185 C&D, Santa Clara Valley Bank, National Association, Santa Paula (EA# 2010-208) 11/12/2013

Indiana

2013-186 FA, Lafayette Savings Bank, F.S.B., Lafayette (EA# SA) 11/14/2013

Minnesota

2013-176 FA, Landmark Community Bank, National Association, Isanti (EA# 2008-084) 11/21/2013

Nebraska

2013-187 C&D, Lincoln FSB of Nebraska, Lincoln (EA# 2011-177) 11/8/2013

Oklahoma

2013-177 C&D, Liberty FSB, Enid (EA# WN 10-009) 11/15/2013

2013-177 PCAD, Liberty FSB, Enid (EA# WN 10-037) 11/15/2013

Pennsylvania

2013-188 FA, The First National Bank of Mercersburg, Mercersburg (EA# 2010-229) 9/11/2013