OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/. Fax requests should be sent to (202)-649-6160. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

Colorado

2013-123 Aurora Bank FSB, Littleton 2/28/2013

Delaware

2013-124 PNC Bank, National Association, Wilmington 2/28/2013

2013-125 Sovereign Bank, National Association, Wilmington 2/28/2013

Missouri

2013-010 North American SB, FSB, Grandview 2/1/2013

New Jersey

2013-126 Metlife Bank, National Association, Morristown 2/28/2013

North Carolina

2013-127 Bank of America, National Association, Charlotte 2/28/2013

North Dakota

2013-128 U.S. Bank National Association, ND, Fargo 2/28/2013

Ohio

2013-128 U.S. Bank National Association, Cincinnati 2/28/2013

2013-129 JPMorgan Chase Bank, National Association, Columbus 2/28/2013

Oklahoma

2013-011 Bank of The Lakes, National Association, Owasso 2/27/2013

South Dakota

2013-131 Citibank, National Association, Sioux Falls 2/28/2013

2013-132 Wells Fargo Bank, National Association, Sioux Falls 2/28/2013

Virginia

2013-130 HSBC Bank USA, National Association, Mclean 2/28/2013

Civil Money Penalty Orders

No. Name/Bank/City Date

Florida

2013-012 Seacoast National Bank, Stuart 2/11/2013

Formal Agreements

No. Name/Bank/City Date

Illinois

2012-280 Home FS & LA of Collinsville, Collinsville 12/19/2012

2013-014 Illinois-Service FS & LA, Chicago 2/28/2013

Ohio

2013-013 Community Savings, Caldwell 1/22/2013

Removal / Prohibition Orders

No. Name/Bank/City Date

North Carolina

2013-015 Robert A. Morrill, Wachovia Bank, National Association, Charlotte

(k.n.a Wells Fargo Bank, National Association, Sioux Falls, South

Dakota) 1/25/2013

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Kansas

2013-016 FA, The University National Bank of Lawrence, Lawrence (EA# 2009-068) 2/28/2013

Louisiana

2013-017 FA, National Independent Trust Company, Ruston (EA# 2012-069) 2/11/2013

Minnesota

2013-018 FA, Winona National Bank, Winona (EA# 2010-031) 2/28/2013

Nebraska

22013-019 FA, Amfirst Bank, National Association, McCook (EA# 2010-247) 2/20/2013

22013-020 FA, First National Bank of Wahoo, Wahoo (EA# 2011-137) 2/28/2013

Ohio

2013-021 FA, The First National Bank of Germantown, Germantown (EA# 2011-032) 1/29/2013

Oklahoma

2013-022 FA, Bank of The Lakes, National Association, Owasso (EA# 2009- 091) 2/27/2013

Pennsylvania

2013-023 FA, The National Bank of Malvern, Malvern (EA# 2008-118) 1/8/2013