OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/. Fax requests should be sent to (202)-649-6160. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

Indiana

2013-024 Liberty Savings Bank, FSB, Whiting 2/21/2013

Maryland

2013-025 Community First Bank, Pikesville 3/18/2013

Civil Money Penalty Orders

No. Name/Bank/City Date

Illinois

2013-026 Jerry F. Miceli, Western Springs National Bank and Trust, Western Springs 3/13/2013

2013-027 James A. Regas, Western Springs National Bank and Trust, Western Springs 3/13/2013

Nebraska

2013-028 Lincoln FSB of Nebraska, Lincoln 3/20/2013

Ohio

2013-029 Perpetual FSB, Urbana 2/25/2013

2013-030 The First National Bank of Waverly, Waverly 3/18/2013

Texas

2013-031 Amarillo National Bank, Amarillo 3/15/2013

Formal Agreements

No. Name/Bank/City Date

Maryland

2013-032 Advance Bank, Baltimore 2/21/2013

New York

2013-033 Hometown Bank of The Hudson Valley, Walden 3/7/2013

Removal / Prohibition Orders

No. Name/Bank/City Date

Illinois

2013-026 Jerry F. Miceli, Western Springs National Bank and Trust, Western Springs 3/13/2013

2013-027 James A. Regas, Western Springs National Bank and Trust, Western Springs 3/13/2013

Restitution Orders

No. Name/Bank/City Date

Illinois

2013-027 James A. Regas, Western Springs National Bank and Trust, Western Springs 3/13/2013

Maryland

2013-025 Community First Bank, Pikesville 3/18/2013

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Arkansas

2013-034 FA, Legacy National Bank, Springdale (EA# 2008-040) 3/21/2013

Indiana

2013-024 C&D,, Liberty Savings Bank, FSB, Whiting (EA# CN 10-29) 2/21/2013

Missouri

2013-035 FA, Stone County National Bank, Crane (EA# 2009-111) 1/2/2013

New York

2013-036 FA, Intervest National Bank, New York (EA# 2010-248) 3/20/2013

Texas

2013-037 FA, The First National Bank of Kemp, Kemp (EA# 2011-122) 3/28/2013

2013-038 C&D, Border Capital Bank, National Association, McAllen (EA# 2011-116) 3/20/2013

2013-039 FA, American National Bank, Wichita Falls (EA# 2011-034) 3/20/2013