OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

Delaware

2014-127 PNC Bank, National Association, Wilmington 10/6/2014

Florida

2014-128 Gibraltar Private Bank & Trust Co., Coral Gables 10/16/2014

Civil Money Penalty Orders

No. Name/Bank/City Date

Arkansas

2014-129 Helena National Bank, Helena 10/1/2014

Delaware

2014-130 PNC Bank, National Association, Wilmington 10/6/2014

Formal Agreements

No. Name/Bank/City Date

Colorado

2014-131 Colorado Federal Savings Bank, Greenwood Village 10/3/2014

Pennsylvania

2014-132 Malvern Federal Savings Bank, Paoli 10/7/2014

Removal / Prohibition Orders

No. Name/Bank/City Date

Mississippi

2014-133 Jesus Hernandez, Trustmark National Bank, Jackson 9/26/2014

Restitution Orders

No. Name/Bank/City Date

Delaware

2014-127 PNC Bank, National Association, Wilmington 10/6/2014

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

California

2014-134 PC&D, Toinette Rossi, Delta National Bank, Manteca (EA# 2003-59) 11/3/2014

Florida

2014-128 C&D, Gibraltar Private Bank & Trust Co., Coral Gables (EA# SE 10-046) 10/16/2014

Georgia

2014-135 FA, Queensborough National Bank & Trust Company, Louisville (EA# 2010-261) 8/29/2014

Indiana

2014-136 FA, First Bank Richmond, National Association, Richmond (EA# 2009-200) 10/17/2014

New York

2014-137 C&D, Carver Federal Savings Bank, New York (EA# NE 11-05) 11/3/2014

Pennsylvania

2014-132 FA, Malvern Federal Savings Bank, Paoli (EA# SA) 10/7/2014

2014-138 REM, Anthony M. Angiulli,  MT. Troy Bank, Pittsburgh (EA# PIT 91-9) 10/16/2014

Texas

2014-139 FA, First National Bank, Groesbeck (EA# 2010-194) 10/16/2014