OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

South Carolina

2014-140 Certusbank, National Association, Greenville 11/6/2014

Civil Money Penalty Orders

No. Name/Bank/City Date

Missouri

2014-141 B. Stevens Plowman, F&M Bank and Trust Company, Hannibal 11/17/2014

Ohio

2014-142 Lake National Bank, Mentor 12/1/2014

Texas

2014-143 Ginger Myska, Inter National Bank, McAllen 10/16/2014

Virginia

2014-144 Capital One, National Association, Mclean 11/6/2014

2014-144 Capital One Bank (USA), National Association, Glen Allen 11/6/2014

Formal Agreements

No. Name/Bank/City Date

Arizona

2014-145 First Scottsdale Bank, National Association, Scottsdale 11/19/2014

California

2014-146 Bank of Manhattan, National Association, El Segundo 11/20/2014

Colorado

2014-147 Solera National Bank, Lakewood 11/18/2014

Pennsylvania

2014-148 Polonia Bank, Huntingdon Valley 10/21/2014

Notices Filed

No. Name/Bank/City Date

Maryland

N14-001 James Plack, American Bank, Rockville 10/29/2014

Removal / Prohibition Orders

No. Name/Bank/City Date

Georgia

2014-156 Alan Robert Fleming, First National Bank, Savannah 11/12/2014

Texas

2014-143 Ginger Myska, Inter National Bank, McAllen 10/16/2014

Restitution Orders

No. Name/Bank/City Date

Texas

2014-143 Ginger Myska, Inter National Bank, McAllen 10/16/2014

Terminations of Existing Enforcement Actions

No. Name/Bank/City Date

Alabama

2014-149 FA, First Federal Bank, A FSB, Tuscaloosa (EA# SA) 11/4/2014

Georgia

2014-150 C&D, The First National Bank of Chatsworth, Chatsworth (EA# 2011-001) 12/5/2014

Kansas

2014-151 C&D, First FS&LA of Independence, Independence (EA# 2012-056) 10/24/2014

New York

2014-152 C&D, Community Federal Savings Bank, Woodhaven (EA# NE 11-09) 2/6/2014

Utah

2014-153 FA, The First National Bank of Layton, Layton (EA# 2013-202) 11/5/2014

Virginia

2014-154 C&D, Capital One Bank (USA), National Association, Glen Allen (EA# 2012-154) 11/6/2014

2014-155 C&D, Capital One, National Association, Mclean (EA# 2012-155) 11/6/2014