OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Removal / Prohibition Orders

No. Name/Bank/City Date

Illinois

2014-013 David Neill, State Farm Bank, FSB, Bloomington 2/10/2014

North Carolina

2014-014 Vincent F. Bateman, Communityone Bank, National Association, Asheboro 2/6/2014

Ohio

2014-015 Linda S. Foss, U.S. National Association, Cincinnati 2/6/2014

Oklahoma

2014-016 Roger A. Brown, Home National Bank, Blackwell 2/7/2014

2014-017 Trenton W. Brown, Home National Bank, Blackwell 2/7/2014

2014-018 Lisa D. Kessler, Home National Bank, Blackwell 2/7/2014

Restitution Orders

No. Name/Bank/City Date

Oklahoma

2014-016 Roger A. Brown, Home National Bank, Blackwell 2/7/2014

2014-017 Trenton W. Brown, Home National Bank, Blackwell 2/7/2014

2014-018 Lisa D. Kessler, Home National Bank, Blackwell 2/7/2014

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Alabama

2013-219 FA, First National Bank of Central Alabama, Aliceville (EA# 2010-045) 10/16/2013

California

2014-019 FA, First National Bank of Southern California, Riverside (EA# 2010-024) 2/25/2014

2014-020 C&D, Trans Pacific National Bank, San Francisco (EA# 2010-133) 2/10/2014

2014-021 FA, Putnam Bank, Putnam (EA# 2012-188) 2/25/2014

Florida

2013-220 FA, Urban Trust Bank, Lake Mary (EA# 2012-190) 11/12/2013

2014-022 FA, First National Bank of Pasco, Dade City (EA# 2011-133) 2/18/2014

2014-023 FA, The Oculina Bank, Ft. Pierce (EA# 2012-189) 2/6/2014

Illinois

2014-024 FA, The First National Bank of Ottawa, Ottawa (EA# 2012-111) 2/18/2014

Minnesota

2014-025 FA, Home Federal Savings Bank, Rochester (EA# SA) 2/11/2014

Missouri

2014-026 C&D, North American Savings Bank, FSB, Grandview (EA# 2012-108) 2/25/2014

New York

2013-221 FA, Hudson Valley Bank, National Association, Yonkers (formerly in Stamford, Connecticut) (EA# 2012-096) 10/30/2013