OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist OrdersNo.Name/Bank/CityDateCalifornia2013-191Rabobank, National Association, Roseville12/5/2013Maryland2013-192Colombo Bank, Rockville12/4/2013Nevada2013-193BSERV, INC., Las Vegas12/5/2014New Jersey2013-193Fundtech Corporation, Jersey City12/5/2013New Mexico2013-194Los Alamos National Bank, Los Alamos12/17/2013Utah2013-189American Express Bank, FSB, Salt Lake City12/19/2013 Civil Money Penalty OrdersNo.Name/Bank/CityDateArkansas2013-195First Federal Bank, Harrison12/10/2013California2014-001JPMorgan Bank and Trust Company, National Association, San Francisco1/7/2014Delaware2014-001Chase Bank USA, National Association, Wilmington1/7/2014Nebraska2013-196Mutual of Omaha Bank, Omaha12/12/2013Ohio2013-197National Bank of Ohio, Oak Harbor12/19/20132013-198Eric C. Diamond, First Place Bank, Warren11/20/20132013-199Jaime J. Diamond, First Place Bank, Warren11/20/20132014-001JPMorgan Chase Bank, National Association, Columbus1/7/2014Oklahoma2013-200Great Plains National Bank, Elk City12/3/2013Utah2013-190American Express Bank, FSB, Salt Lake City12/19/2013 Formal AgreementsNo.Name/Bank/CityDateIllinois2013-201Bmo Harris Bank National Association, Chicago11/14/2013Utah2013-202The First National Bank of Layton, Layton12/12/2013 Removal / Prohibition OrdersNo.Name/Bank/CityDateMississippi2013-203Mary R. Davis, Trustmark National Bank, Jackson12/17/2013Ohio2013-198Eric C. Diamond, First Place Bank, Warren11/20/20132013-199Jaime J. Diamond, First Place Bank, Warren1/7/2014 Terminations of Existing Enforcement ActionsNo.Type/Bank/City/Old EA#DateAlabama2013-204FA, The Headland National Bank, Headland (EA# 2010-225)12/5/2013District Of Columbia2013-192C&D, Independence Federal Savings Bank, Washington (EA# 2012-214)12/4/2013Iowa2013-205FA, Community State Bank, National Association, Ankeny (EA# 2008-095)10/31/20132013-206FA, Community State Bank, National Association, Ankeny (EA# 2009-067)10/31/20132013-207C&D, Community State Bank, National Association, Ankeny (EA# 2011-176)10/31/2013Maryland2013-192C&D, Colombo Bank, Rockville (EA# 2012-159)12/4/2013New Mexico2013-194FA, Los Alamos National Bank, Los Alamos (EA# 2012-253)12/17/2013South Dakota2013-208C&D, TCF National Bank, Sioux Falls (EA# 2010-164)11/26/2013Texas2013-209FA, First National Bank of Winnsboro, Winnsboro (EA# 2010-264)12/16/2013Utah2013-210FA, The First National Bank of Layton, Layton (EA# 2008-120)12/12/2013