OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

North Carolina

2015-080 Bank of America, National Association, Charlotte 6/29/2015

Rhode Island

2015-088 RBS Citizens Bank, National Association (n.k.a.Citizens Bank, National Association), Providence 8/10/2015

South Dakota

2015-078 Citibank, N.A., Sioux Falls 7/20/2015

2015-078 Department Stores National Bank, Sioux Falls 7/20/2015

Virginia

2015-081 Capital One, National Association, Mclean 7/10/2015

2015-081 Capital One Bank (USA), National Association, Glen Allen 7/10/2015

Civil Money Penalty Orders

No. Name/Bank/City Date

Illinois

2015-082 Sumner National Bank of Sheldon, Sheldon 7/20/2015

Mississippi

2015-083 Joe L. Dick, Trustmark National Bank, Jackson 7/9/2015

North Carolina

2015-084 Bank of America, National Association, Charlotte 6/29/2015

Rhode Island

2015-089 RBS Citizens Bank, National Association (n.k.a. Citizens Bank, National Association), Providence 8/10/2015

South Dakota

2015-079 Citibank, N.A., Sioux Falls 7/20/2015

2015-079 Department Stores National Bank, Sioux Falls 7/20/2015

Formal Agreements

No. Name/Bank/City Date

New York

2015-085 Trustco Bank, Glenville 7/21/2015

Notices Filed

No. Name/Bank/City Date

Georgia

N15-001 William R. Blanton, United Americas Bank, National Association, Atlanta 6/30/2015

Removal / Prohibition Orders

No. Name/Bank/City Date

Mississippi

2015-083 Joe L. Dick, Trustmark National Bank, Jackson 7/9/2015

Restitution Orders

No. Name/Bank/City Date

South Dakota

2015-078 Department Stores National Bank, Sioux Falls 7/20/2015

2015-078 Citibank, N.A., Sioux Falls 7/20/2015

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

California

2015-077 C&D, OneWest Bank, National Association, Pasadena (EA# 2014-029) 7/14/2015

Florida

2015-086 FA, First National Bank of Wauchula, Wauchula (EA# 2012-011) 7/8/2015

Montana

2015-087 C&D, Bank of The Rockies, National Association, White Sulphur Springs (EA# 2012-215) 7/1/2015