OCC Enforcement Actions and Terminations for November 2015

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

Ohio

2015-113 U.S. Bank National Association, Cincinnati 10/23/2015

Civil Money Penalty Orders

No. Name/Bank/City Date

Florida

2015-121 Rory Brown, Lydian Private Bank, Palm Beach 10/6/2015

Personal Cease and Desist Orders

No. Name/Bank/City Date

New Mexico

2015-114 Nick Vigil, Valley National Bank, Espanola 10/29/2015

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Maryland

2015-115 FA, Severn Savings Bank, FSB, Annapolis (EA# 2013-047) 10/15/2015

Missouri

2015-116 C&D, North American SB, FSB, Grandview (EA# 2013-010) 10/14/2015

2015-117 C&D, TIAA-CREF Trust Company FSB, St. Louis (EA# 2013-071) 10/9/2015

New York

2015-118 FA, Quontic Bank, Astoria (EA# 2014-102) 9/24/2015

2015-119 C&D, Banco Bradesco S.A., New York (EA# 2015-003) 10/28/2015

Wyoming

2015-120 C&D, Summit National Bank, Hulett (EA# 2012-128) 10/8/2015