OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

Illinois

2015-033 Illinois-Service FS & LA, Chicago 4/16/2015

Civil Money Penalty Orders

No. Name/Bank/City Date

Florida

2015-034 Michael M. Storey, Fidelity Bank of Florida, National Association, Merritt Island 4/1/2015

Formal Agreements

No. Name/Bank/City Date

Kansas

2015-035 The First National Bank of Beloit, Beloit 4/27/2015

Ohio

2015-036 Warsaw FS & LA, Cincinnati 4/1/2015

Personal Cease and Desist Orders

No. Name/Bank/City Date

Florida

2015-034 Michael M. Storey, Fidelity Bank of Florida, National Association, Merritt Island 4/1/2015

Removal / Prohibition Orders

No. Name/Bank/City Date

Delaware

2015-037 Frank Spinosa, TD Bank, National Association, Wilmington 4/21/2015

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Arkansas

2015-038 C&D, Ozark Heritage Bank, National Association, Mountain View (EA# 2010-160) 4/14/2015

Georgia

2015-039 FA, Newton Federal Bank, Covington (EA# 2012-135) 4/14/2015

Illinois

2015-033 FA, Illinois-Service FS & LA, Chicago (EA# 2013-014) 4/16/2015

2015-040 FA, Home FS & LA of Collinsville, Collinsville (EA# 2012-280) 4/1/2015

2015-041 FA, Sterling Federal Bank, F.S.B., Sterling (EA# SA) 4/28/2015

Louisiana

2015-042 FA, St Tammany Homestead S & LA n.k.a. Heritage Bank of Saint Tammany, Covington (EA# 2012-249) 3/27/2015

Ohio

2015-043 C&D, United Midwest Savings Bank, Degraff (EA# CN 10-17) 4/8/2015

Tennessee

2015-044 FA, Citizens National Bank, Athens (EA# 2010-082) 2/11/2015

2015-045 C&D, Greeneville Federal Bank, FSB, Greeneville (EA# SE 11-002) 1/13/2015