OCC Enforcement Actions and Terminations for September 2017

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EASearch.

View the current final actions by selecting the enforcement action below. The orders can be viewed by clicking on the enforcement action number. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Civil Money Penalty Orders

No. Name/Bank/City Date

Georgia

2017-064 William R. Blanton, United Americas Bank, National Association, Atlanta

*Appeal docketed, No. 17-1188 (DC Cir., August 8, 2017) 7/10/2017

Ohio

2017-065 U.S. Bank National Association, Cincinnati 8/16/2017

Personal Cease and Desist Orders

No. Type/Bank/City Date

Arkansas

2017-066 Wilson Daniels Bynum, One Bank & Trust, National Association, Little Rock 8/9/2017

Removal / Prohibition Orders

No. Type/Bank/City Date

Ohio

2017-067 Samuel Marquez, U.S. Bank National Association, Cincinnati 8/17/2017

South Dakota

2017-068 Anne-Marie Drexel, Wells Fargo Bank, National Association, Sioux Falls 8/9/2017

2017-069 Jenai J. Johnson, Wells Fargo Bank, National Association, Sioux Falls 8/24/2017

2017-070 Daksha Laxman, Wells Fargo Bank, National Association, Sioux Falls 8/24/2017

Restitution Orders

No. Type/Bank/City Date

Missouri

2017-069 Jenai J. Johnson, Wells Fargo Bank, National Association, Sioux Falls 8/24/2017

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Rhode Island

2017-071 FA, Citizens Bank, National Association, Providence (EA# 2014-060) 8/18/2017

2017-072 C&D, Rbs Citizens, National Association, Providence (EA# 2015-088) 8/18/2017