OCC Enforcement Actions and Terminations for January 2017

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EASearch.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Civil Money Penalty Orders

No. Name/Bank/City Date

Virginia

2017-002 HSBC Bank USA, National Association, McLean 1/6/2017

Formal Agreements

No. Name/Bank/City Date

Texas

2016-114 The Karnes County National Bank of Karnes City, Karnes City 12/14/2016

Notices Filed

No. Name/Bank/City Date

Ohio

N17-002 Richard Usher, JPMorgan Chase Bank, National Association, Columbus 1/9/2017

South Dakota

N17-001 Rohan Ramchandani, Citibank, National Association, Sioux Falls 1/9/2017

Removal / Prohibition Orders

No. Name/Bank/City Date

Alabama

2016-115 William C. McKinnon, Superior Bank, Birmingham 12/23/2016

Pennsylvania

2017-001 Raymond Patrick Snyder, First National Bank of Pennsylvania, Greenville 1/3/2017

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Kansas

2016-116 C&D, Mutual SA, Fsa, Leavenworth (EA# 2015-001) 12/14/2016

Louisiana

2016-117 C&D, First National Bank USA, Boutte (EA# 2010-162) 12/20/2016

South Carolina

2016-118 FA, First Federal of South Carolina, FSB, Walterboro (EA# 2012-171) 11/28/2016

Virginia

2017-003 C&D, HSBC Bank USA, National Association, McLean (EA# 2015-063) 1/6/2017

2017-003 C&D, HSBC Bank USA, National Association, McLean (EA# 2011-052) 1/6/2017

2017-003 C&D, HSBC Bank USA, National Association, McLean (EA# 2013-130) 1/6/2017

Wisconsin

2016-119 C&D, The Baraboo National Bank, Baraboo (EA# 2013-004) 11/30/2016