OCC Enforcement Actions and Terminations for December 2017

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

View the current final actions by selecting the enforcement action below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders

No. Type/Bank/City Date

New York

2017-094 The Bank of Tokyo-Mitsubishi UFJ, Ltd. Primary NY Branch, New York 11/9/2017

Civil Money Penalty Orders

No. Name/Bank/City Date

Iowa

2017-095 Kyle Swon, WCF Financial Bank, Webster City 11/2/2017

South Dakota

2017-096 Citibank, National Association, Sioux Falls 10/10/2017

Removal / Prohibition Orders

No. Type/Bank/City Date

Arkansas

2017-097 Tom Whitehead, One Bank & Trust, National Association, Little Rock 11/21/2017

Oklahoma

2017-098 Blake Ferguson, Firstar Bank, National Association, Sallisaw 11/14/2017

Restitution Orders

No. Type/Bank/City Date

Arkansas

2017-097 Tom Whitehead, One Bank & Trust, National Association, Little Rock 11/21/2017

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

New Mexico

2017-099 C&D, Los Alamos National Bank, Los Alamos (EA# 2013-194) 11/3/2017

Pennsylvania

2017-100 C&D, FNB Bank, National Association, Danville (EA# 2015-123) 10/27/2017

2017-101 C&D, Fulton Bank, National Association, Lancaster (EA# 2014-086) 10/27/2017

2017-102 C&D, Swineford National Bank, Middleburg (EA# 2014-087) 10/27/2017

Virginia

2017-103 C&D, HSBC Bank USA, National Association, Mclean (EA# 2016-045) 11/27/2017