OCC Enforcement Actions and Terminations for March 2017

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EASearch.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

District Of Columbia

2017-014 NBAD Americas N.V., Washington 2/13/2017

Tennessee

2017-015 First Tennessee Bank National Association, Memphis 2/8/2017

Civil Money Penalty Orders

No. Name/Bank/City Date

California

2017-013 Merchants Bank of California, National Association, Carson 2/27/2017

Ohio

2017-016 Daniel Minick, Westfield Bank, FSB, Westfield Center 2/15/2017

Oklahoma

2017-017 Marrien Neilson, BOKF, National Association, Tulsa 2/16/2017

Tennessee

2017-018 First Tennessee Bank National Association, Memphis 2/8/2017

Formal Agreements

No. Name/Bank/City Date

North Dakota

2017-019 First National Bank and Trust Co. of Bottineau, Bottineau 1/26/2017

Personal Cease and Desist Orders

No. Name/Bank/City Date

Ohio

2017-016 Daniel Minick, Westfield Bank, FSB, Westfield Center 2/15/2017

Prompt Corrective Action Directives

No. Name/Bank/City Date

Wisconsin

2017-020 Guaranty Bank, Milwaukee 2/28/2017

Removal / Prohibition Orders

No. Name/Bank/City Date

Oklahoma

2017-017 Marrien Neilson, BOKF, National Association, Tulsa 2/16/2017

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Colorado

2017-021 FA, Solera National Bank, Lakewood (EA# 2014-147) 2/21/2017

Florida

2017-022 FA, Florida Capital Bank, National Association, Jacksonville (EA# 2009-038) 2/16/2017

Illinois

2017-012 FA, BMO Harris Bank National Association, Chicago (EA# 2013-056) 1/13/2017

Minnesota

2017-023 C&D, Stearns Bank National Association, St. Cloud (EA# 2016-047) 2/24/2017

New York

2017-024 FA, Abacus Federal Savings Bank, New York (EA# 2014-077) 2/16/2017

Ohio

2017-025 C&D, The Somerville National Bank, Somerville (EA# 2016-036) 2/2/2017

Wisconsin

2017-020 PCAD, Guaranty Bank, Milwaukee (EA# 2014-035) 2/28/2017

2017-020 C&D, Guaranty Bank, Milwaukee (EA# CN 09-05) 2/28/2017