OCC Enforcement Actions and Terminations for April 2017

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EASearch.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

Massachusetts

2017-027 Admirals Bank, Boston 3/30/2017

Civil Money Penalty Orders

No. Name/Bank/City Date

California

2017-028 Rabobank, National Association, Roseville 3/27/2017

Wisconsin

2017-029 Archie G. Overby, First National Bank, Waupaca 3/24/2017

Formal Agreements

No. Name/Bank/City Date

New York

2017-030 UBS AG, New York 3/24/2017

Personal Cease and Desist Orders

No. Name/Bank/City Date

Wisconsin

2017-029 Archie G. Overby, First National Bank, Waupaca 3/24/2017

Removal / Prohibition Orders

No. Name/Bank/City Date

South Dakota

2017-031 Christopher Cummins, Citibank, National Association, Sioux Falls 1/23/2017

Wisconsin

2017-029 Archie G. Overby, First National Bank, Waupaca 3/24/2017

Restitution Orders

No. Name/Bank/City Date

Wisconsin

2017-029 Archie G. Overby, First National Bank, Waupaca 3/24/2017

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Florida

2017-032 C&D, Peoples National Bank, Niceville (EA# 2011-080) 3/1/2017