OCC Enforcement Actions and Terminations for August 2017

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EASearch.

View the current final actions by selecting the enforcement action below. The orders can be viewed by clicking on the enforcement action number. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

Florida

2017-051 Continental National Bank, Miami 7/18/2017

Missouri

2017-052 UMB Bank, National Association, Kansas City 8/1/2017

Civil Money Penalty Orders

No. Name/Bank/City Date

Kansas

2017-053 Ron Roming, Citizens S&LA, FSB, Leavenworth 7/10/2017

Missouri

2017-063 UMB Bank, National Association, Kansas City 8/1/2017

Formal Agreements

No. Type/Bank/City Date

Illinois

2017-054 Community National Bank in Monmouth, Monmouth 7/17/2017

Louisiana

2017-055 Midsouth Bank, National Association, Lafayette 7/19/2017

Michigan

2017-056 Huron National Bank, Rogers City 6/29/2017

Removal / Prohibition Orders

No. Type/Bank/City Date

Alabama

2017-057 Amy Rodgers Kallas, The First National Bank of Dozier, Dozier 8/2/2017

Restitution Orders

No. Type/Bank/City Date

Missouri

2017-052 UMB Bank, National Association, Kansas City 8/1/2017

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Louisiana

2017-058 FA, Anthem Bank & Trust, Plaquemine (EA# 2015-098) 5/24/2017

North Carolina

2017-059 C&D, Bank of America, National Association, Charlotte (EA# 2015-080) 7/12/2017

Ohio

2017-060 C&D, JPMorgan Chase Bank, National Association, Columbus (EA# 2013-001) 7/20/2017

Texas

2017-061 FA, Lone Star National Bank, Pharr (EA# 2012-160) 7/27/2017

Texas

2017-062 FA, Lone Star National Bank, Pharr (EA# 2015-029) 7/27/2017