OCC Enforcement Actions and Terminations for December 2018

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

View the current final actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Civil Money Penalty Orders

No. Name/Bank/City Date

Texas

2018-091 Dacey Malone, Titan Bank, National Association, Mineral Wells 11/29/2018

Formal Agreements

No. Name/Bank/City Date

Connecticut

2018-092 Patriot Bank, National Association, Stamford 11/7/2018

New York

2018-093 Quontic Bank, Astoria 10/29/2018

Removal / Prohibition Orders

No. Name/Bank/City Date

Texas

2018-091 Dacey Malone, Titan Bank, National Association, Mineral Wells 11/29/2018

2018-094 James A. Vincek, Newfirst National Bank, El Campo 11/26/2018

Virginia

2018-095 Karen Contreras, Capital One, National Association, Mclean 11/5/2018

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Ohio

2018-096 C&D, U.S. Bank National Association, Cincinnati (EA# 2015-113) 11/19/2018

South Dakota

2018-097 C&D, Citibank, N.A., Sioux Falls (EA# 2015-078) 11/20/2018

2018-097 C&D, Department Stores National Bank, Sioux Falls (EA# 2015-078) 11/20/2018